... VTC Insurance Summit Insurance Summit 2018 Insurance Training Board PEAK The New Regulatory Framework for Insurance Intermediaries Ms Peggy Fu Associate Director (Market Conduct) 8 October 2018 Key Points of the New Regime Promote a modern and flexible regulatory approach to increase regulatory...

... investigation and/or disciplinary action or proceeding conducted by any professional body established under any laws, regulatory authority or law enforcement agency in Hong Kong or elsewhere? ☐ Yes ☐ No 8. Have you ever been dismissed or requested to resign from any position or office in Hong Kong or elsewhere...

... investigation and/or disciplinary action or proceeding conducted by any professional body established under any laws, regulatory authority or law enforcement agency in Hong Kong or elsewhere? ☐ Yes ☐ No 8. Have you ever been dismissed or requested to resign from any position or office in Hong Kong or elsewhere...

... licensed. 8. Governing Law The governing law of the client agreement should be Hong Kong law. The client agreement should also include a jurisdiction clause which selects the jurisdiction in which disputes under or arising in relation to the client agreement shall be decided (e.g. exclusive jurisdiction of...

... 有關保險中介人牌照的續期申請 (個人)_Chi 檔號：MC/RENEWAL/CIR 經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 有關保險中介人牌照的續期申請 (個人) 保險業監管局（“保監局”）根據《保險業條例》（第 41 章）向持牌保險中介人發出 的牌照有效期為3年（除特殊情況外），因此每3年須續期一次。為使牌照續期，持牌保 險中介人必須在現有牌照屆滿日期前不少於 45日向保監局申請續期。 由於持牌保險中介人的監管制度於 2019 年 9 月 23 日開始實施，首批牌照要直至 2022 年第4季才須續期（並最早需於 2022 年 8...

...; • licensed technical representative (agent); or • licensed technical representative (broker) 6:00 pm on 8 August 2022 (Monday) Provided a deemed licencee submits his/her/its application for a new licence, with all necessary information and documents, by the above cut-off date (relevant to their licence type...

... licensed. 8. Governing Law The governing law of the client agreement should be Hong Kong law. The client agreement should also include a jurisdiction clause which selects the jurisdiction in which disputes under or arising in relation to the client agreement shall be decided (e.g. exclusive jurisdiction of...

... financial statements, treated as members of the insurance group to which the DIHC belongs. 2 Considerations for inclusion under section 95D(3) of the Ordinance can be found in A.S/2.11 to A.S/2.12 of the Guideline on Group Supervision (GL32). 3 The terms of “associates” and “joint ventures” shall have the...

... and capital allocation to be coordinated and ensure adequate protection to policy holders 12 Pillar 2 – Qualitative Requirements Own Risk and Solvency Assessment (ORSA) • ORSA is central to insurers’ ERM framework: • Allow the Board and senior management to anticipate the key risks and capital needs...

... Statements issued by the Financial Action Task Force (“FATF”) Frequently Asked Questions in relation to Anti-Money Laundering and Counter-Terrorist Financing Our Ref: INS/TEC/6/45 12 March 2021 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs...