... outsourcing. Q7 In selling an insurance policy, if the insurance agent is authorized to issue the policy on behalf of the authorized insurer, would such activity be regarded as outsourcing? A7 Such activity is a type of ancillary services relating to the sale of insurance policies by an insurance agent and is...

... and type of mitigation to be applied; (c) obtained the approval of senior management on the assessment results; (d) a process by which the risk assessment is kept up-to-date; and (e) appropriate mechanisms to provide your risk assessment to the Insurance Authority when required to do so. Should you...

...有關申請程序，經過了 14 個月的 時間(截至 2022 年 2 月底)，已經有超過 80%的「被視作已持牌人士」成功完成了他們 的新牌照申請，而且還有相當數量的申請正在被處理當中。目前只有約 11% 的「被視 作已持牌人士」尚未提交申請（或通知本局他們並不打算提出申請）。因此，本局非常 感謝業界的合作和努力，特別是現時在新型冠狀病毒疫情的艱難環境下，此項工程竟能 達到現時的進度。此舉真實地展示了業界富有彈性的適應能力及其為確保能持有有效牌 照得以繼續服務客戶的堅毅決心。 本局希望業界能保持這種韌性，繼續完成餘下「被視作已持牌人士」的牌照申請。為確 保餘下「被視作已持牌人士」的牌照申請能夠於現在...

... if you do not reply.] 2. What type(s) of insurance products you are looking for to meet your objectives above? (tick one or more) a)  Pure insurance product (without any savings or investment element) (e.g. term insurance) b)  Insurance product with savings element (with savings but without...

... List of T7 CPD Last updated on 5 May 2021 Continuing Professional Development for Licensed Insurance Intermediaries List of Type 7 Qualified CPD Activities – Insurance Authority (“IA”) 持牌保險中介人持續專業培訓 第 7 類合資格持續專業培訓活動 – 保險業監管局 Reference No. 參考編號 Name of Organizer 舉辦機構 名稱 Title of Activity 活動名稱 No....

... Hong Kong. Anti-Money Laundering and Counter-Terrorist Financing Ordinance and Relevant Regulatory Requirements 打擊洗黑錢及恐怖分子資金籌集 條例和相關監管要求 HKCAAVQ Ref. Code: 80/07/82 Course Objectives 課程目標 1. To raise participants' awareness of the vulnerability of the insurance sector to money laundering & terrorist...

... carrying on regulated activity in contravention of section 90(b) of the Ordinance. By reason of the above, Mr Yam is found guilty of one count of misconduct as defined under section 80(1) of the Ordinance, and thereby Mr Yam was not a fit and proper person as defined under section 81(1) of...