... purposes or for use within an insurance institution. These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 3 Outline I. Money Laundering / Terrorist Financing (“ML/TF”) Risk Assessment at institutional level II....

... the Chairman for giving me this opportunity to share with you some of the latest developments of the Insurance Authority (IA). 3. It seems not too long ago that I attended the previous Annual Reception of the Hong Kong Federation of Insurers (HKFI). Time flies and here we are, I am attending the...

... the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the relevant person. 2. All questions must be answered, if any question is not applicable, please state "N.A.". 3. The relevant person should give written notification...

.../Bankruptcy/Disciplinary Action 3 Other Matters  Please state the registered name of Appointing Principal in the Application Form.  Please ensure you have provided all the information and documents required in support of this Application. Every question in the Application Form should be answered. The IA may...

... the Chairman for giving me this opportunity to share with you some of the latest developments of the Insurance Authority (IA). 3. It seems not too long ago that I attended the previous Annual Reception of the Hong Kong Federation of Insurers (HKFI). Time flies and here we are, I am attending the...

... purposes or for use within an insurance institution. These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 3 Outline I. Money Laundering / Terrorist Financing (“ML/TF”) Risk Assessment at institutional level II....

... the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the relevant person. 2. All questions must be answered, if any question is not applicable, please state "N.A.". 3. The relevant person should give written notification...

... under the New Regulatory Regime for Insurance Intermediaries – Additional Facilitative Measures The Insurance Authority (“IA”) issued a circular on 28 February 2020 regarding a temporary facilitative measure to extend the Continuing Professional Development (“CPD”) fulfillment deadline this year by 3...

... under the New Regulatory Regime for Insurance Intermediaries – Additional Facilitative Measures The Insurance Authority (“IA”) issued a circular on 28 February 2020 regarding a temporary facilitative measure to extend the Continuing Professional Development (“CPD”) fulfillment deadline this year by 3...

... the Chairman for giving me this opportunity to share with you some of the latest developments of the Insurance Authority (IA). 3. It seems not too long ago that I attended the previous Annual Reception of the Hong Kong Federation of Insurers (HKFI). Time flies and here we are, I am attending the...