... frequency of suitability mismatch, or having high rate of unsuccessful post sale confirmation calls etc. Q 6. Intermediaries are required to take into account the customers’ total protection needs, total disposable assets, financial outgoings and liabilities etc before making recommendation. How detailed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_FAQ_Initiative_on_FNA_v1_13_11_2015_20190823.pdf -
Date: 2019-12-20
... authorized insurers 獲取獲授權保險人的登記冊內的某記項或摘錄的複本,以每頁複本計 6 2 Section 5H(3)(b) 第5H(3)(b)條 For obtaining a copy of an entry in, or extract of, the register of authorized insurers, certified by an authorized officer of the Authority as a true copy of the entry or extract 獲取獲授權保險人的登記冊內的某記項或摘錄的複本(經保監局的獲授權人員核證為該 記項或摘錄的...
https://www.ia.org.hk/english/aboutus/role/files/21.LevyPost_MM16.pdf -
Date: 2020-06-15