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20210917CPD_FAQChin.pdf
...及法律總監 郭家華 謹啟 2021年9月17日 副本抄送： 香港保險業聯會 香港專業保險經紀協會 香港保險顧問聯會 1 有關不遵守持續專業培訓規定的罰則框架（「持續專業培訓罰則框架」）的常見問題 I. 遵守持續專業培訓規定：Q1 – Q3 II. 匯報持續專業培訓紀錄：Q4 – Q5 III. 施加及繳交罰款：Q6 - Q7 IV. 豁免／降低罰款：Q8 V. 暫時吊銷或撤銷牌照：Q9 – Q10 VI. 沒有遞交或逾期遞交已填妥的持續專業培訓聲明書：Q11 – Q12 I. 遵守持續專業培訓規定 Q1 個人持牌人能否參與同一持續專業培訓活動以補回持續專業培訓尚欠時數？ A1 有關情況已於...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQChin.pdf -
Date: 2021-12-10
... to specify the protection period of the chosen rider benefits. Q 6. Intermediaries are required to take into account the customers’ total protection needs, total disposable assets, financial outgoings and liabilities etc before making recommendation. How detailed such...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
... by the customers, the intermediary should add remark(s) in the FNA Form as appropriate to specify the protection period of the chosen rider benefits. Q 6. Intermediaries are required to take into account the customers’ total protection needs, total disposable assets, financial...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_FAQ_Initiatives_on_FNA_v3_12_12_2016_20190823.pdf -
Date: 2019-12-20
... ever been refused or restricted from carrying on any trade, business or profession by any professional, trade or regulatory body in Hong Kong or elsewhere? ☐ Yes ☐ No 6. Have you ever been censured, disciplined or publicly criticized by any professional, trade or regulatory body in Hong Kong or...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A1_IndividualLicenceApplication_IndividualInsuranceAgentTR_A_TR_B.pdf -
Date: 2019-09-22
... have received 51 written submissions from insurers/ organizations. The list of respondents is at Annex A. 6. There is general support from the insurance industry for the move towards a risk-sensitive capital framework and the enhancement of risk management. While there is general agreement on the high...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_conclusions.pdf -
Date: 2019-09-03
... licensed insurance brokers perform. Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 3 Feedback Received and Insurance Authority’s Response I. Consultation Questions 6. Part I summarizes the major feedback from respondents on the six questions posed by the IA in the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... licensed insurance brokers perform. Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Agents 3 Feedback Received and Insurance Authority’s Response I. Consultation Questions 6. Part I summarizes the major feedback from respondents on the six questions posed by the IA in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10