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⏭... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
[PDF]
Agent_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...
https://www.ia.org.hk/english/legislative_framework/files/Agent_Code_Eng.pdf -
Date: 2020-06-01
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf -
Date: 2020-06-24
[PDF]
Agent_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
... at Annex III (File size: 5kB) and Annex IV (File size : 65kB) respectively. You are advised to take appropriate steps to ensure compliance with the above two regulations. If you have any questions, please contact Mr. William Hsieh at 2867 4529 or Ms. Carol Hui at 2867 2551....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular231001.html -
Date: 2017-06-23
... title of which the word “client” appears. (ii) An insurance broker shall keep at least one client account and may keep as many such accounts as he thinks fit. (iii) An insurance broker who receives or holds monies on behalf of his client in relation to insurance broking business shall, without delay...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20