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⏭... – (i) term insurance policies; (ii) refundable insurance policies providing hospital cash, medical, critical illness, or personal accident cover; (iii) yearly renewable insurance policies (without cash value) for critical illness/medical cover; or (iv) group policies. (b) Any policies of the nature...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_Initiative_on_FNA_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
... Requirements for Insurance Brokers issued by the IA. The draft Rules set out the requirements in relation to (i) paid-up capital and net assets, (ii) professional indemnity insurance (“PII”), (iii) keeping of separate client accounts, (iv) keeping of proper books and accounts and (v) submission of...
https://www.ia.org.hk/english/infocenter/press_releases/20181123.html -
Date: 2018-11-23
[PDF]
Form_N1.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-01-06
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-01-06
[PDF]
Form_N1.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-05-31
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-05-31
[PDF]
Form_N1.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2020-06-24
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2020-06-24
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24