... Requirements for Insurance Brokers issued by the IA. The draft Rules set out the requirements in relation to (i) paid-up capital and net assets, (ii) professional indemnity insurance (“PII”), (iii) keeping of separate client accounts, (iv) keeping of proper books and accounts and (v) submission of...

... – (i) term insurance policies; (ii) refundable insurance policies providing hospital cash, medical, critical illness, or personal accident cover; (iii) yearly renewable insurance policies (without cash value) for critical illness/medical cover; or (iv) group policies. (b) Any policies of the nature...

... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...

... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...

... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...

... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...

... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...

... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...

... at Annex III (File size: 5kB) and Annex IV (File size : 65kB) respectively. You are advised to take appropriate steps to ensure compliance with the above two regulations. If you have any questions, please contact Mr. William Hsieh at 2867 4529 or Ms. Carol Hui at 2867 2551....

... intentional, reckless, fraudulent, dishonest, negligent or technical breach); (ii) the impact of the conduct on the interests of existing or potential policy holders or the public interest; (iii) the loss or risk of loss caused to others (especially existing or potential policy holders or the insured public...