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⏭... the financial statements of a licensed insurance broker company? A7. Under Rule 8(1) of the Broker Rules, a licensed insurance broker company must prepare its financial statements to be provided to the Insurance Authority under section 73(1) of the IO in accordance with applicable accounting...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_Broker_Rules_Enclosure.pdf -
Date: 2020-06-24
... the financial statements of a licensed insurance broker company? A7. Under Rule 8(1) of the Broker Rules, a licensed insurance broker company must prepare its financial statements to be provided to the Insurance Authority under section 73(1) of the IO in accordance with applicable accounting...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20.11.2019_Enclosure.pdf -
Date: 2019-11-29
... be interpreted in a way that would override the provision of any law. The IA reserves the right to review and update this Note from time to time. 1.7 Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 1.8 For the purpose of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2021-10-12
... be interpreted in a way that would override the provision of any law. The IA reserves the right to review and update this Note from time to time. 1.7 Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 1.8 For the purpose of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
... be interpreted in a way that would override the provision of any law. The IA reserves the right to review and update this Note from time to time. 1.7 Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 1.8 For the purpose of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
[PDF]
20210917CPD_FAQEng.pdf
... Framework”) I. Compliance with the CPD Requirements: Q1 – Q3 II. Reporting of CPD Compliance Records: Q4 – Q5 III. Imposition and Settlement of Pecuniary Fine: Q6 - Q7 IV. Waiver/Reduction of Penalty: Q8 V. Suspension or Revocation of Licence: Q9 – Q10 VI. Failure to submit or late in submitting the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQEng.pdf -
Date: 2021-12-10