... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...

... Common compliance issues arising in the first year of the direct regulatory regime for licensed insurance agencies 18 December 2020 Our Ref: MC/INT/5 By Email To: Responsible Officers of all Licensed Insurance Agencies Dear Sirs, Common compliance issues arising in the first year of the direct...

... letter of 12 July 2002, I write to inform you that the US Government designated under the Executive Order two additional lists of names on 12 August 2002 and 29 August 2002 respectively. These lists are now attached. As the names designated under the Executive Order may be updated by the US Government...

... Circular providing Interpretation Notes relating to the Guideline on Financial Needs Analysis 香港黃竹坑香葉道41號19樓 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong 電話 Tel: (852) 3899 9983 電郵 E-mail: [email protected] 傳真 Fax: (852) 3899 9993 網址 Website: www.ia.org.hk 28 August 2020 Our Ref: INS/TEC/6...

... that a new consolidated list of names designated by the United Nations Security Council Committee was published in the Gazette (G.N. 1596) on 14 March 2003 in accordance with the Ordinance. The gazetted list is available on the Government website (www.info.gov.hk/pd/content/index.htm) under Gazette...

... that a new consolidated list of names designated by the United Nations Security Council Committee was published in the Gazette (G.N. 1793) on 21 March 2003 in accordance with the Regulation. The gazetted list is available on the Government website www.info.gov.hk/pd/content/index.htm) under Gazette...

... Important Notes Before You Proceed Important Notes Before you ProceedReturn SubmissionDownload AreaEnquiryFAQsNotes on collection of Levy on Insurance PremiumSystem Maintenance Schedule   The periods for return submission in each year...

... Representative (Broker) Licensed Insurance Broker Company Compliance with the education requirements as specified in the Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41...

... Insurance-linked Securities (“ILS”) ILS are risk management tools allowing insurers and reinsurers to seek alternative capital by offloading insured risks to the capital markets through securitization. As a global risk management centre and insurance...

... April 2017 Page 1 Note on Annual Authorization Fee INSURANCE AUTHORITY Note on Annual Authorization Fee INTRODUCTION Section 13 of the Insurance Ordinance (Cap. 41) provides that every authorized insurer must pay the prescribed fees to the Insurance Authority (the “Authority”) not later than the...