... quarter of 2020 recorded a year-on-year decline of 27.5% to HK$35.1 billion, an unprecedented drop since the global financial crisis in 2008. Amid the increasingly complicated international situation and the growing volatility of asset prices, some policy holders may be concerned about the business...

... meetings at intervals to be agreed between the parties to facilitate the exercise of their powers under the AMLO. 3 5. The “Anti-Money Laundering Regulation and Supervision Co-ordination Group” will have regular meetings to monitor the operation of the AML/CFT regulatory regime for financial sectors and...

... continuously developing professional knowledge • Discharging accurate and adequate information • Advice suitable to client’s interests • Avoiding / managing conflicts of interest • Safeguarding client’s assets 5 6 2008 – The failure of tick-box compliance regulation Sub-prime mortgages MBS CDOS CDS Is this...

... Suspicious Transaction Reporting Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing 5 June 2018 Anti-Money Laundering and Counter-Terrorist Financing Seminars ...

... quarter of 2020 recorded a year-on-year decline of 27.5% to HK$35.1 billion, an unprecedented drop since the global financial crisis in 2008. Amid the increasingly complicated international situation and the growing volatility of asset prices, some policy holders may be concerned about the business...

... meetings at intervals to be agreed between the parties to facilitate the exercise of their powers under the AMLO. 3 5. The “Anti-Money Laundering Regulation and Supervision Co-ordination Group” will have regular meetings to monitor the operation of the AML/CFT regulatory regime for financial sectors and...