... a Regulated Person, for example, being guilty of misconduct or if the IA is of the opinion that the Regulated Person is/was not a fit and proper person5. Similarly, the IA is empowered under the IO to take certain disciplinary actions against an authorized insurer in the event the insurer is/was...

... a Regulated Person, for example, being guilty of misconduct or if the IA is of the opinion that the Regulated Person is/was not a fit and proper person5. Similarly, the IA is empowered under the IO to take certain disciplinary actions against an authorized insurer in the event the insurer is/was...

... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...

... DDMMYYYYDaytime Contact No Mobile Phone No: Previous Electronic Mail AddressRow1: New Electronic Mail AddressRow1: Effective Date DDMMYYYYRow1_5: Name of Licensed Insurance Intermediary: Date: Former Chinese NameRow1: Surname2: Surname1: Other Names1: Other Names2: Check Box4: Off Check Box5: Off Check Box6: Off...

... substantiated, the IA may address the matter by supervisory action or it may invoke its investigation powers and then prosecute or take disciplinary action as necessary. 5. In handling complaints, however, the IA is not empowered to interfere with commercial decisions of an authorized insurer or licensed...

... Mutual Evaluation Report of Hong Kong Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 21 October 2019 Mutual Evaluation Report of Hong Kong Agenda FATF/APG1 Mutual Evaluation2 Insurance Authority 3 Private Sector4 Recommended Action5 What is FATF? • Financial Action Task...