... activities for the client, referred to in the Code of Conduct as a “client agreement”. 2. This Practice Note supplements Standard and Practice 5.4(a) of the Code of Conduct by setting out information which the Insurance Authority (“IA”) would expect a licensed insurance broker company (for the purpose of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-24
... CIB - IIQAS CPD Programme Administrative Framework v2 (10.3.2015).pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_IIQAS_CPD_Programme_Administrative_Framework_10_3_2005_eg19.pdf -
Date: 2019-12-20
... completing this form. (2) Name of the Insurer : Name of Applicant/Proposer : Hong Kong Identity Card No. of Applicant/Proposer : Application/Proposal/Policy No. : (3) SECTION A 1. Have you replaced or do you intend to replace any of your existing life insurance policies by the above mentioned application...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_HKFI_CoP_Life_Ins_Replacement_v2_1_10_2002_20190823.pdf -
Date: 2019-12-20
... mankind has made has involved taking risk and insurance has provided the launchpad for that risk to be taken • Insurance is an enabler of progress 2 LIFE 3 Does the current image of the insurance industry reflect the importance of its role in society? 4 People and businesses must be able to source their...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Future_Task_Force_MC_16_Dec_2020.pdf -
Date: 2020-12-21
... Bureau) and procedures for making complaints. Authorized insurers, licensed insurance agencies and licensed insurance broker companies are encouraged to display such information in such a way that is easily accessible by customers, e.g. on their websites. -16- 9.2 Authorized insurers, licensed insurance...
https://www.ia.org.hk/english/legislative_framework/files/GL31_20191129e.pdf -
Date: 2020-09-24
... Bureau) and procedures for making complaints. Authorized insurers, licensed insurance agencies and licensed insurance broker companies are encouraged to display such information in such a way that is easily accessible by customers, e.g. on their websites. -16- 9.2 Authorized insurers, licensed insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL31_20191129e.pdf -
Date: 2020-06-24
... Bureau) and procedures for making complaints. Authorized insurers, licensed insurance agencies and licensed insurance broker companies are encouraged to display such information in such a way that is easily accessible by customers, e.g. on their websites. -16- 9.2 Authorized insurers, licensed insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL31_20191129e.pdf -
Date: 2019-11-29
... added after policy issuance) needs to be companied by an FNA form? A 1. Treatment for riders should follow the requirement as if it is a basic plan. Q 2. Please provide a definition of 'top‐ups', in particular whether inflation protector option would be considered a top‐up. A 2. Top...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
... Schemes issued by the Securities and Futures Commission. 3.2 This Guideline does not have the force of law, in the sense that it is not subsidiary legislation, and should not be interpreted in a way that would override the provision of any law. A non-compliance with the provisions 5 in this Guideline...
https://www.ia.org.hk/english/legislative_framework/files/GL28_English.pdf -
Date: 2020-09-24
... Schemes issued by the Securities and Futures Commission. 3.2 This Guideline does not have the force of law, in the sense that it is not subsidiary legislation, and should not be interpreted in a way that would override the provision of any law. A non-compliance with the provisions 5 in this Guideline...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Benefits_illustration.pdf -
Date: 2020-06-24