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⏭... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
... insurance contract that a levy is payable by policy holders and the rates of such levy. The Insurance (Levy) Regulation sets out the manner in which payment of levies should be made. 2. The Insurance Authority (the “Authority”) collects the levy from policy holders via authorized insurers (the “insurers...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/Notes_on_collection_of_Levy_on_Insurance_Premiumv2.pdf -
Date: 2019-10-23
[PDF]
cir_aml_20170707_2.pdf
... statutory customer due diligence (“CDD”) and record-keeping requirements to solicitors, accountants, real estate agents, and trust or company service providers (“TCSPs”) when these non-financial businesses and professions engage in specified transactions; and (2) introduce a licensing regime for TCSPs to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170707_2.pdf -
Date: 2018-01-15
... 1 Asian Insurance Forum 2021 “Opportunities and Challenges in the Post-pandemic New Normal” 7 December 2021 Welcome Remarks by Dr Moses Cheng Chairman of the Hong Kong Insurance Authority Chief Executive the Honourable Mrs Carrie Lam, Mr Yin1 , Mr Dixon2 , friends and colleagues, ladies and...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2021.pdf -
Date: 2021-12-09
[HTML]
Policies
... IA’s website are created, the IA’s website must be presented in a way that fairly represents the IA’s role. There must be no reproduction of the IA logo. The hyperlinks are created for convenience. The IA does not sponsor or endorse these third parties and the IA&rsquo...
https://www.ia.org.hk/english/policies/policies.html -
Date: 2024-01-11
... such concession on a case-by-case basis. 6. Insurance intermediaries should maintain appropriate records and retain the supporting evidence of all CPD activities that they have attended in the way prescribed by the respective SROs. - 2 - Assessment Dates and Procedures 7. Compliance with the CPD...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_20141203_Updated_CPD_Info_Sheet_20190823.pdf -
Date: 2019-12-20
... Microsoft Word - Universal Life Illustration Benefit Template_Eng_DocB_1 Name of Applicant: _______________Signature: _______________________Date: _______________________ Effective no later than: (1) 1 April 2016 for new products; and (2) 1 January 2017 for new and existing policies of current...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6.Standard_Illustration_for_Universal_Life_Non-Linked_Policies.pdf -
Date: 2019-12-20
... activities for the client, referred to in the Code of Conduct as a “client agreement”. 2. This Practice Note supplements Standard and Practice 5.4(a) of the Code of Conduct by setting out information which the Insurance Authority (“IA”) would expect a licensed insurance broker company (for the purpose of...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Client_Agreement_ILAS_Eng.pdf -
Date: 2020-06-01