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⏭... this Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance). Background CIB Membership Regulation 14.7.2 requires our Members and their Chief Executive and Technical Representatives to use a suitable confidential questionnaire...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v2_8_4_2014_eg19.pdf -
Date: 2019-12-20
... prospective ILAS customer is conducted before the recommendation of any ILAS product. The recommended ILAS sales process has been set out in Appendix A (Investment-Linked Assurance Scheme (“ILAS”) Product Sales Flow (New Application)). The intermediary must also strictly follow the proper sales process as set...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-01-06
... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
... supervision and regulation of insurance intermediaries on 23 September 2019, all insurance agencies, their responsible officers (“ROs”) and their technical representatives (“TRs”) registered with Insurance Agents Registration Board immediately prior to that date, were automatically granted a licence under the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Deemed_licensee_agency_company.pdf -
Date: 2020-12-21
... Cybersecurity GL21: Guideline on Enterprise Risk Management P&I Forum On 6 June 2019, the IA hosted the first P&I Forum in Hong Kong, with the aim to provide a platform for attendees to share: the regulatory environment for P&I Clubs...
https://www.ia.org.hk/english/reinsurance_specialty/specialty_p_i_insurance/P_and_I_insurance.html -
Date: 2024-01-19