... Development Course for Insurance Intermediaries 1 Apr 2020 – Mar 2021 Apr 2021 – Mar 2022 Ms Mabel Chu 2899 3795 “Ethics or Regulations”* See Note 1 & Note 1A Last updated on 5 May 2021 Reference No. 參考編號 Name of Organizer 舉辦機構 名稱 Title of Activity 活動名稱 No. of CPD hours 持續專業 培訓時數 Validity Period 有效期 Contact...

... applied; obtained senior management approval on the IRA results;  a process to keep IRA up-to-date; and  appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...

... applied; obtained senior management approval on the IRA results;  a process to keep IRA up-to-date; and  appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...

... applied; obtained senior management approval on the IRA results;  a process to keep IRA up-to-date; and  appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...

... Long Term Insurance, whilst the section on “Recommendation in Writing” of this Guidance Note is NOT applicable to the following types of Long Term Insurance policies to be recommended:- (a) term insurance policies; (b) refundable insurance policies providing hospital cash, medical, critical illness, or...

... conclusions on two sets of rules for implementation of the new statutory regulatory regime for insurance intermediaries. The first set of rules, the Insurance (Maximum Number of Authorized Insurers) Rules, stipulate a cap on the number of insurers which a licensed individual insurance agent or...

... Virtual onboarding via video conferences with intermediaries Application process Application means and channels An intermediary can conduct a non-face-to-face meeting with you via the designated video conferencing tools of the...

..., attended by about 70 delegates affiliated with 14 member jurisdictions1. “Diversity is our strength as each member jurisdiction has its unique social demands and market landscape, yet we are exposed to the same set of emerging trends. Against the backdrop of a volatile macroeconomic...

... positioned Hong Kong as a risk management centre under the ‘dual-circulation’ strategy, anchoring on development of the Greater Bay Area and emerging markets along the Belt and Road to serve unique needs of our country while connecting it to the rest of the world. In this regard, the three...