... objective of treating clients fairly. IA’s response 10. We are pleased that there is general agreement regarding the objective of “treating clients fairly” being fundamental to the regulated activities of a licensed insurance broker. Indeed, the principle of treating clients fairly, and Consultation...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... Professionals a. Surveyors b. Loss Adjusters c. Engineers d. Settling Agents e. Survey Agents f. Average Adjusters 3.2 Claims Handling 3/10 3.2.1 Operation of Arbitration Clauses 3.2.2 Methods of Settlement a. Payment of Money b. Paying for Repairs Direct c. Replacement d. Reinstatement 3.2.3 Insurance Claims...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-general-2008.doc -
Date: 2019-12-02
... the IA. The matters set forth herein do not constitute legal advice or create additional legal obligations beyond those contained in the Ordinance. 4.6 The IA may from time to time amend the whole or any part of this Code. 4.7 This Code comes into effect on 23 September 2019. September 2019 Page 10...
https://www.ia.org.hk/english/legislative_framework/files/Agent_Code_Eng.pdf -
Date: 2020-06-01
... term 2 A contract of insurance includes a contract of reinsurance. September 2019 Page 10 business under the Ordinance; “minor offence” means an offence punishable by a fixed penalty under the Fixed Penalty (Traffic Contraventions) Ordinance (Cap. 237), the Fixed Penalty (Criminal Proceedings...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... the IA. The matters set forth herein do not constitute legal advice or create additional legal obligations beyond those contained in the Ordinance. 4.6 The IA may from time to time amend the whole or any part of this Code. 4.7 This Code comes into effect on 23 September 2019. September 2019 Page 10...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf -
Date: 2020-06-24
... term 2 A contract of insurance includes a contract of reinsurance. September 2019 Page 10 business under the Ordinance; “minor offence” means an offence punishable by a fixed penalty under the Fixed Penalty (Traffic Contraventions) Ordinance (Cap. 237), the Fixed Penalty (Criminal Proceedings...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
... the IA. The matters set forth herein do not constitute legal advice or create additional legal obligations beyond those contained in the Ordinance. 4.6 The IA may from time to time amend the whole or any part of this Code. 4.7 This Code comes into effect on 23 September 2019. September 2019 Page 10...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
... term 2 A contract of insurance includes a contract of reinsurance. September 2019 Page 10 business under the Ordinance; “minor offence” means an offence punishable by a fixed penalty under the Fixed Penalty (Traffic Contraventions) Ordinance (Cap. 237), the Fixed Penalty (Criminal Proceedings...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... risks; and • the extent of CDD measures and ongoing monitoring is appropriate based on that customer’s ML/TF risks. Chapter 2 – Risk-based approach (RBA) 10 New products, new business practices and use of new technologies Risk assessment prior to the launch Launch of new products, new business practices...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... risks; and • the extent of CDD measures and ongoing monitoring is appropriate based on that customer’s ML/TF risks. Chapter 2 – Risk-based approach (RBA) 10 New products, new business practices and use of new technologies Risk assessment prior to the launch Launch of new products, new business practices...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27