...://www.gld.gov.hk/egazette/ http://www.ia.org.hk/ - 2 - (2) Frequently Asked Questions A new set of frequently asked questions (“FAQs”) in relation to anti-money laundering and counter-terrorist financing (“AML/CFT”) is published by the Insurance Authority today. The FAQs published on 15 April 2019 are superseded...

... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...

... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...

... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...

... information provided to the IA in support of the Sandbox application. (x) Appropriate training should be provided to the intermediaries before they are allowed to use the VC facilities. (xi) Notifying the IA forthwith of – a. any sudden surge of complaints arising from the operation; b. the need to trigger...

... Insurance Authority bans To Kong until 14 July 2024 8 March 2022 The Insurance Authority (“IA”) has taken disciplinary action against former technical representative (broker) Mr To Kong, prohibiting him from applying to be licensed until...

... Ordinance introduces the following new provisions, among others, which are likely to be relevant to you: (1) New section 8A prohibits, except under the authority of a licence granted by the Secretary for Security, dealing, directly or indirectly, with any property knowing that, or being reckless as to...

... of long term insurance policy. Background CIB Membership Regulation 14.7.8 requires our Members and their Chief Executive and Technical Representatives to deliver any new long term insurance policy issued by the insurer through him to his client without delay. It has come to our notice that in some...

... 年 8 月 1 日至 2021 年 7 月 31 日的持續專業培訓評核期（「第二 個評核期」）。扼要說明如下： (a) 如每名個人持牌人在第二個評核期完結日（即 2021 年 7 月 31 日）或之前，已 取得第一及第二個評核期合共所規定的持續專業培訓時數，即可被視為已符合 首兩個評核期的持續專業培訓規定； (b) 如個人持牌人未能在 2020 年 7 月 31 日或之前完成第一個評核期所規定的持續 專業培訓時數，該持牌人可在第二個評核期完結日（即 2021 年 7 月 31 日）或 之前，完成第二個評核期的持續專業培訓時數，以及完成於第一個評核期內尚 未取得的持續專業培訓時數；及 (c...

... 年 8 月 1 日至 2021 年 7 月 31 日的持續專業培訓評核期（「第二 個評核期」）。扼要說明如下： (a) 如每名個人持牌人在第二個評核期完結日（即 2021 年 7 月 31 日）或之前，已 取得第一及第二個評核期合共所規定的持續專業培訓時數，即可被視為已符合 首兩個評核期的持續專業培訓規定； (b) 如個人持牌人未能在 2020 年 7 月 31 日或之前完成第一個評核期所規定的持續 專業培訓時數，該持牌人可在第二個評核期完結日（即 2021 年 7 月 31 日）或 之前，完成第二個評核期的持續專業培訓時數，以及完成於第一個評核期內尚 未取得的持續專業培訓時數；及 (c...