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⏭... forms did not contemplate telemarketing or online sales and further clarification was needed in this respect. IA’s response 8. We are pleased to note the broad support of the principle-based approach. The principle-based approach gives insurers and insurance agencies the flexibility in formulating a...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... forms did not contemplate telemarketing or online sales and further clarification was needed in this respect. IA’s response 8. We are pleased to note the broad support of the principle-based approach. The principle-based approach gives insurers and insurance agencies the flexibility in formulating a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
cir_aml_20180531.pdf
...) Ongoing monitoring; 7) Suspicious transaction reporting; and 8) Staff/insurance agent training. /… - 2 - The IA wishes to emphasize that the senior management of any insurer is responsible for oversight of the AML/CFT function. Section 2.11 of the Guideline stipulates that senior management should be...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
... 2021/2022評核期的培訓合規情況匯報程序 檔號：MC/CPD/CIR 僅經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓 (「培訓」) 規定 2021/2022 評核期的培訓合規情況匯報程序 個人持牌人及委任主事人向保險業監管局 (「保監局」) 匯報培訓合規情況之詳細說明 承接著於 2022 年 1 月 28 日發出的通函，本局現列出有關 2021/2022 評核期，即由 2021 年 8 月 1 日至 2022 年 7 月 31 日，的持續專業培訓合規情況匯報程序。 I. 重要的期限 有關 2021/2022 評核期的...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Chi.pdf -
Date: 2022-05-31
... Cross-Agency Steering Group announces key initiatives to support Hong Kong in capitalising sustainable finance opportunities 8 January 2024 The Green and Sustainable Finance Cross-Agency Steering Group (Steering Group) met on 8 January 2024 (today...
https://www.ia.org.hk/english/infocenter/press_releases/20240108.html -
Date: 2024-01-09
... Kong Japan Korea Malaysia New Zealand Singapore United States What are 40 Recommendations? AML/CFT policies and coordination (R1-R2) Money laundering & confiscation (R3-R4) Terrorist-financing & financing of proliferation (R5-R8) Preventive measures (R9-R23) Transparency & beneficial ownership of legal...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2021-11-12
[PDF]
20201007_N3_Eng.pdf
... Check Box8: Off Check Box9: Off Check Box11: Off Check Box12: Off Check Box13: Off Check Box14: Off Check Box15: Off Check Box17: Off Effective Date DDMMYYYYRow1: Effective Date DDMMYYYY: ...
https://www.ia.org.hk/english/infocenter/forms/files/20201007_N3_Eng.pdf -
Date: 2022-01-06
... complainant) to refer such complaints to the ICB for adjudication. V. Status of this MoU 8. The Parties acknowledge and agree the following overriding principles: (a) this MoU operates subject to applicable laws, rules and regulations and does not modify or supersede any laws, rules or regulations; (b) this...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_IA_and_ICB.pdf -
Date: 2021-11-01
... Kong Japan Korea Malaysia New Zealand Singapore United States What are 40 Recommendations? AML/CFT policies and coordination (R1-R2) Money laundering & confiscation (R3-R4) Terrorist-financing & financing of proliferation (R5-R8) Preventive measures (R9-R23) Transparency & beneficial ownership of legal...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2022-04-27