... Professional Development (CPD) training, codes of conduct, and minimum capital and net asset requirements for broker companies. The IA is also responsible for handling complaints related to the conduct of insurance intermediaries2, conducting investigation into alleged cases of non-compliance, and taking...

... This paper updates two earlier FATF guidance papers: The Implementation of Financial Provisions of United Nations Security Council Resolutions to Counter the Proliferation of Weapons of Mass Destruction (2013) and Best Practices Paper to Recommendation 2 Information Sharing and Exchange Related to the...

..., including the continuity of critical financial services, can be mitigated while losses are imposed on the institution’s shareholders and creditors, thereby minimising risks posed to public funds. As provided by section 2 of the Ordinance, the financial institutions falling under the scope of the Ordinance...

...://iic.ia.org.hk/tc/login.html https://iic.ia.org.hk/tc/login.html https://iic.ia.org.hk/tc/login.html https://iic.ia.org.hk/tc/login.html - 2 - 培訓清單： i. 登入其一站通的監督人或管理人帳戶； ii. 點擊左側直向選單中的「報告」選項； iii. 在「報告類別」的下拉選單中揀選「(8) 2021/2022 評核期的所需持續專業培訓時數」; 及 iv. 點擊「下載」。 該培訓清單將會每日更新，以便每位委任主事人了解其獲委任個人持牌人的更新情況。 最終的培訓清單會顯示每位委任...

...保險中介人持續專業培訓 List of currently available Type 1 Qualified CPD Activities (approved by HKCAAVQ) adopting virtual classroom arrangement for public 獲香港學術及職業資歷評審局批准以網上虛擬課程方式進行的第1類合資格持續專業培訓活動 (現正向公眾人士開放) *Modular design is adopted. In other words, participants can choose to attend part of the activity. If the...

...) 10:20-10:40 20 mins Sharing #1 “Virtual Onboarding Platform” Ms Selina Lau, Chief Executive, The Hong Kong Federation of Insurers (HKFI) 10:40-11:00 20 mins Sharing #2 “Silver lining in the pandemic cloud” Mr Marty Lui, Associate Director, Long Term Business, IA 11:00-11:30 30 mins Interactive...

... is an organization): Contact Details: Question 1 Do you agree that the existing framework in relation to the maximum number of authorized insurers (including Lloyd’s) by which an individual insurance agent or an insurance agency can be appointed, should be retained? Question 2 Do you agree that the...

... Introduction GL14 GUIDELINE ON OUTSOURCING Insurance Authority Contents Page 1. Introduction……..……………………………….……….. 1 2. Application of this Guideline…….…........….…........…… 1 3. Interpretation………………………………………..……. 2 4. Legal and Regulatory Obligations………………….……. 3 5. Essential Issues...

... reveals any suspicious accounts, transactions or dealings, you should promptly notify the Joint Financial Intelligence Unit. /… - 2 - Should you have any enquiries on the above, please contact Mr Edward Li at 2153 2754 or Ms Christy Wong at 2153 2751. Yours faithfully, Dickson Chui Senior Manager Market...

... remain closed to the general public next week (10 to 16 February) to reduce the risk of virus spreading. IA will provide public services at a limited scale. The enquiry and complaint hotline will operate from 11am to 1pm and 2 to 4pm on weekdays, while handling of email for enquiries and complaints will...