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⏭... Consultation Conclusions on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) June 2019 Contents Page Introduction 1 Feedback Received and IA’s Responses 3 Feedback Outside of Scope of Consultation Exercise 9...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
... 18 February 2003 To: Chief Executive of all authorized insurance institutions Dear Sir/Madam, Financial Action Task Force Non-cooperative Countries and Territories Further to my letter of 9 January 2003 , I write to update you...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular180203.html -
Date: 2017-06-23
...) Licensed technical representative (broker) 4 General guidance on relevant elements of “regulated activities” 2.6 In sections 2.7 to 2.9 below, we set out general guidance on certain expressions used in the Ordinance to define “regulated activities”. Whether or not regulated activities are being carried on...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2021-10-12
...) Licensed technical representative (broker) 4 General guidance on relevant elements of “regulated activities” 2.6 In sections 2.7 to 2.9 below, we set out general guidance on certain expressions used in the Ordinance to define “regulated activities”. Whether or not regulated activities are being carried on...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
...) Licensed technical representative (broker) 4 General guidance on relevant elements of “regulated activities” 2.6 In sections 2.7 to 2.9 below, we set out general guidance on certain expressions used in the Ordinance to define “regulated activities”. Whether or not regulated activities are being carried on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
...: Off Check Box8: Off Check Box9: Off Check Box11: Off Check Box12: Off Check Box13: Off Text1: Text2: Text3: Text11: Text12: Text13: Text14: Text15: Text16: Text17: Text18: Text19: Text20: Text4: Text5: Text6: Text7: Text8: Text9: Text10: Text21: Text22: Text23: Text24: Text25: Text26: Text27: Text28...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-01-06
...: Off Check Box8: Off Check Box9: Off Check Box11: Off Check Box12: Off Check Box13: Off Text1: Text2: Text3: Text11: Text12: Text13: Text14: Text15: Text16: Text17: Text18: Text19: Text20: Text4: Text5: Text6: Text7: Text8: Text9: Text10: Text21: Text22: Text23: Text24: Text25: Text26: Text27: Text28...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
[PDF]
cir_aml_20170309.pdf
... this ref. INS/TEC/6/45 來函檔號 Your ref. 電 話 Tel. 2867 2711 9 March 2017 CORRESPONDENCE SHOULD BE ADDRESSED TO “THE COMMISSIONER OF INSURANCE” AND NOT TO INDIVIDUAL OFFICERS 來函請書明保險業監理專員收 To : Chief Executives of all authorized insurers Dear Sirs, United Nations (Anti-Terrorism Measures) Ordinance United...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170309.pdf -
Date: 2018-01-15
... Investment-linked Policies x. Risks of Investing in Investment-linked Policies xi. Comparison of Investment-linked Long Term Insurance Policies with Guaranteed and With-Profits Policies A. Guaranteed Policies/Without-Profits/Non-Participating Policies B. With-Profits/Participating Policies C. Comparison Criteria...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.IL_syllabus_eng_2015_2017.pdf -
Date: 2019-12-02