... appointed by it to facilitate their compliance with applicable CPD requirements; or (d) liaise with professional bodies to organize Qualified CPD Activities for the individual licensees appointed by it. 3.9 A principal should have in place adequate controls and procedures to monitor and ensure compliance...

... appointed by it to facilitate their compliance with applicable CPD requirements; or (d) liaise with professional bodies to organize Qualified CPD Activities for the individual licensees appointed by it. 3.9 A principal should have in place adequate controls and procedures to monitor and ensure compliance...

... appointed by it to facilitate their compliance with applicable CPD requirements; or (d) liaise with professional bodies to organize Qualified CPD Activities for the individual licensees appointed by it. 3.9 A principal should have in place adequate controls and procedures to monitor and ensure compliance...

... and public holidays)   8:45am – 12:45pm and 1:45pm – 6:00pm “Currently, the IA has around 180 staff, operating from four temporary offices. Having all our staff under one roof will help facilitate...

... 12 July 2019 Our Ref: ENF/GPP/19/002 By Email only To: Chief Executives of all authorized insurers Dear Sirs, GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41) I enclose a copy of GL22 - Guideline on Exercising...

... objectives set out in sections 3 to 9 of the Guideline are achieved. (See paragraph 1.6) 2. Three-tier Group-wide Supervisory Approach Given the IA will develop a holistic Group-wide Supervisory framework for insurance groups in Hong Kong and detailed proposals would be consulted later in 2019, this...

... connected with Usama bin Laden. The new lists were gazetted and came into effect on 9 November 2001 in accordance with the two captioned Regulations. Copies of the lists are at Annex (GN6934, GN6935). Accordingly, you should check the names that appear on the lists against your records and take...

... Government has designated additional names under the Executive Order issued on 23 September 2001. The latest lists can be found in the website of the US Treasury (www.ustreas.gov/offices/enforcement/ofac/sanctions/terrorism.html) under names designated on 9 January 2003, 22 January 2003 and 24 January 2003....

... effective for the financial periods beginning on or after 1 January 2021. Your participation is instrumental in making this exercise meaningful. The survey for your company’s return is attached. We should be most grateful if the completed survey could reach us by 12 October 2018 (Friday). Please submit your...