... overall cap on the maximum number of authorized insurers (including Lloyd’s) by which an individual insurance agent or an insurance agency can be appointed, should be increased from four to five? Question 3 Do you agree that the sub-cap should remain two long term insurers? ...

... ...

... Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.: ______________) ☐ No 4. † Have you ever been...

... Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.: ______________) ☐ No 4. † Have you ever been...

... Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.: ______________) ☐ No 4. † Have you ever been...

... shall have a paid up share capital of not less than HK$100,000 and a net asset value of not less than HK$100,000; (f) it shall maintain adequate accounting records to reflect the transactions of its business; 3 (g) it shall maintain a professional indemnity insurance policy with a minimum limit of...

... broker companies Minimum CPD hours New training courses － F.5 graduate Level 2 or above in five subjects (including Chinese or English, and Mathematics) in the Hong Kong Diploma of Secondary Education Examination (HKDSE) Bachelor’s degree 10 hours 15 hours At least 3 CPD hours related to ethics or...

... action on these high-risk jurisdictions remains in effect3 . The statement identifying high-risk jurisdictions subject to a call for action in February 2020 can be found on the website of the FATF (https://www.fatf- gafi.org/publications/high-risk-and-other-monitored-jurisdictions/documents/call-...

... action on these high-risk jurisdictions remains in effect3 . The statement identifying high-risk jurisdictions subject to a call for action in February 2020 can be found on the website of the FATF (https://www.fatf- gafi.org/publications/high-risk-and-other-monitored-jurisdictions/documents/call-...

... broker companies Minimum CPD hours New training courses － F.5 graduate Level 2 or above in five subjects (including Chinese or English, and Mathematics) in the Hong Kong Diploma of Secondary Education Examination (HKDSE) Bachelor’s degree 10 hours 15 hours At least 3 CPD hours related to ethics or...