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⏭... “Jurisdictions that do not or insufficiently apply the FATF Recommendations” Recommendations: Diligent in approving the AML/CFT P&Ps Ensure AML/CFT P&Ps are complete, accurate & updated – Policies & Procedures (Cont’d) 10 Senior Management Oversight Findings: The requisite senior management approvals NOT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... your insurance portfolio? 4 5 11) Please list and rank the top five topics that you need more training or seminars 1 2 3 5 10) Please list and rank the top five challenging technical areas in HKFRS 17. Please also elaborate. For example, Contractual Service Margin (CSM) amortisation, determination of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/2019_HKFRS_17_Readiness_Assessment_Survey.pdf -
Date: 2019-11-29
[PDF]
cir_aml_20171006.pdf
... Bukit Ampang, State of Selangor, Malaysia (previous address) b) Malaysia (in prison since 2013) Listed on: 9 Sep. 2003 (amended on 3 May 2004, 1 Feb. 2008, 10 Aug. 2009, 25 Jan. 2010, 16 May 2011, 11 Oct. 2016, 22 Sep. 2017) Other information: Founding member of Jemaah Islamiyah (JI) (QDe.092) who...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171006.pdf -
Date: 2018-01-15
... and assess the ML/TF risks that may arise in relation to: (a) the development of new products and new business practices, including new delivery/distribution mechanisms; and (b) the use of new or developing technologies for both new and pre-existing products. Paragraph 2.10 9 Key AML/CFT Regulatory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
[DOCX]
IA-6R.docx
... long term business. 10. Names and addresses of the company's main insurance brokers. 11. In the case of a non-Hong Kong company, the name of the person who is or will be employed by the company and is responsible for the conduct of the whole of the insurance business proposed to be carried on by the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.docx -
Date: 2022-01-06
... and assess the ML/TF risks that may arise in relation to: (a) the development of new products and new business practices, including new delivery/distribution mechanisms; and (b) the use of new or developing technologies for both new and pre-existing products. Paragraph 2.10 9 Key AML/CFT Regulatory...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
[DOCX]
IA-6R.docx
... long term business. 10. Names and addresses of the company's main insurance brokers. 11. In the case of a non-Hong Kong company, the name of the person who is or will be employed by the company and is responsible for the conduct of the whole of the insurance business proposed to be carried on by the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6R.docx -
Date: 2022-05-31