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⏭... of providers not authorized in Hong Kong. In this event, Members should advise clients as per the format prescribed in Annex C to the Membership Regulations. Recommendation in Writing 10. Members should present in writing their recommendation of the options selected together with the basis thereof to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN12_on_Product_Recommend_Includ_LLT_v1_18_12_2014_eg19.pdf -
Date: 2019-12-20
... be earned 3.1.4.1. An E-learning Activity must last for no less than 30 minutes; it could be a 30-minute E-learning Activity or an E-learning Activity comprised of several modules (e.g. 2 modules of 15 minutes or 3 modules of 10 minutes, etc.). There is no specific limitation on the course design as...
https://www.ia.org.hk/english/legislative_framework/files/requirements_applicable_to_E-learning_Activities_eng.pdf -
Date: 2020-09-24
... be earned 3.1.4.1. An E-learning Activity must last for no less than 30 minutes; it could be a 30-minute E-learning Activity or an E-learning Activity comprised of several modules (e.g. 2 modules of 15 minutes or 3 modules of 10 minutes, etc.). There is no specific limitation on the course design as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/RequirementsapplicabletoElearningActivities.pdf -
Date: 2020-06-24
... be earned 3.1.4.1. An E-learning Activity must last for no less than 30 minutes; it could be a 30-minute E-learning Activity or an E-learning Activity comprised of several modules (e.g. 2 modules of 15 minutes or 3 modules of 10 minutes, etc.). There is no specific limitation on the course design as...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/RequirementsapplicabletoElearningActivities_Brokers.pdf -
Date: 2020-06-24
... the Hong Kong Securities and Investment Institute (DPE); of IL Paper. 6 See footnote 4. 8 (9) HKSI Practising Certificate of the Hong Kong Securities and Investment Institute; (10) HKSI Specialist Certificate of the Hong Kong Securities and Investment Institute; or (11) HKSI Professional Diploma in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... the Hong Kong Securities and Investment Institute (DPE); of IL Paper. 6 See footnote 4. 8 (9) HKSI Practising Certificate of the Hong Kong Securities and Investment Institute; (10) HKSI Specialist Certificate of the Hong Kong Securities and Investment Institute; or (11) HKSI Professional Diploma in...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
[PDF]
IA-6G.pdf
... - 5 - 8. Name, address and qualifications of the auditors of the company. 9. Names and addresses of the company's principal bankers. 10. Names, addresses and qualifications of the company's professional advisers (other than auditors) including solicitors, investment consultants and loss adjusters...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-01-06
[PDF]
IA-6G.pdf
... - 5 - 8. Name, address and qualifications of the auditors of the company. 9. Names and addresses of the company's principal bankers. 10. Names, addresses and qualifications of the company's professional advisers (other than auditors) including solicitors, investment consultants and loss adjusters...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2022-05-31
[PDF]
IA-6G.pdf
... - 5 - 8. Name, address and qualifications of the auditors of the company. 9. Names and addresses of the company's principal bankers. 10. Names, addresses and qualifications of the company's professional advisers (other than auditors) including solicitors, investment consultants and loss adjusters...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6G.pdf -
Date: 2020-06-24