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⏭... Enhance Customer Protection (“Updated Requirements”) With reference to our Circular (Ref: Mv135/14) dated 8 December 2014, a revised enclosure (mainly with topographical changes on pages 10 and 30) is enclosed herewith to replace the Updated Requirements. The full set of Updated Requirements is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
... completion of education to a level of Form 5 or equivalent is issued by a Mainland educational institute, the following additional information/document shall be provided: 1. a copy of the verification report on the academic certificate issued by the China Higher Education Student Information and Career...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_Circular_Reg._Enhance_Verif._of_Academic_Cert._v1_27_3_2017_eg19.pdf -
Date: 2019-12-20
.../Proposer Date ( D / M / Y ) (Warning： a. You must read all items carefully and check that the Agent/Broker has completed with you all the information on this Form before you sign your name here. b. Please do not sign a blank Form or leave any space blank.) ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3a_HKFI_CoP_Life_Ins_Replacement_v3_1_1_2005_20190823.pdf -
Date: 2019-12-20
.../Proposer Date ( D / M / Y ) (Warning： a. You must read all items carefully and check that the Agent/Broker has completed with you all the information on this Form before you sign your name here. b. Please do not sign a blank Form or leave any space blank.) Appendix 4b_CPD Form (English)(Jan 2005).pdf...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4a_HKFI_CoP_Life_Ins_Replacement_v4_1_5_2006_20190823.pdf -
Date: 2019-12-20
... read all items carefully and check that the Agent/Broker has completed with you all the information on this Form before you sign your name here. b. Please do not sign a blank Form or leave any space blank.) Insurance Agent/Broker Reg. No. Date ( D / M / Y ) ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5a_HKFI_CoP_Life_Ins_Replacement_v5_1_10_2008_20190823.pdf -
Date: 2019-12-20
... “Vulnerable Customers” i.e. the elderly or unsophisticated customers or those who may not be able to make independent investment decisions on complex investment products; particularly ILAS products with long maturity periods or which attract heavy penalties on early redemption or withdrawal. Customers are not...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_ILAS_Requirements_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
... Insurance Authority response to media enquiries 8 October 2019 In response to media enquiries about the impact of putting in place the Prohibition of Face Covering Regulation under the Emergency Regulations Ordinance (Cap. 241) on validity of...
https://www.ia.org.hk/english/infocenter/press_releases/20191008_1.html -
Date: 2019-10-09
... of Qualifying Deferred Annuity Policy (QDAP) to protect the interests of policy holders? A10 Just as with other long-term insurance products, insurers selling QDAPs must comply with the Guideline on Underwriting Long Term Insurance Business...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/faqs.html -
Date: 2020-07-22