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⏭... read all items carefully and check that the Agent/Broker has completed with you all the information on this Form before you sign your name here. b. Please do not sign a blank Form or leave any space blank.) Insurance Agent/Broker Reg. No. Date ( D / M / Y ) ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5a_HKFI_CoP_Life_Ins_Replacement_v5_1_10_2008_20190823.pdf -
Date: 2019-12-20
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-01-06
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-05-31
[PDF]
Form_N1_Oct19.pdf
... Responsible Officer (“RO”)/Licensed Insurance Agency/Licensed Individual Insurance Agent/Licensed Technical Representative (Broker) listed in Section III and/or Section IV with the same effective date of termination (and other details for ROs) as stated in this Notification Form, please provide the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2020-06-24
[PDF]
cir_aml_20170518.pdf
... Security Council Committee pursuant to resolutions 1267 (1999), 1989 (2011) and 2253 (2015) enacted the amendments specified with underline and strikethrough in the entry below on its ISIL (Da’esh) and Al-Qaida Sanctions List of individuals and entities subject to the assets freeze, travel ban and arms...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170518.pdf -
Date: 2018-01-15
[PDF]
e-ppt20111230-02.pdf
... person deals with property and that person has a defence to ML, provided if : (1) STR is made BEFORE the act - And the act done with consent from JFIU OR (2) STR is made AFTER the act - On own initiative & - As soon as reasonable practicable Joint Financial Intelligence Unit Relevant Legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2021-11-12
[PDF]
e-ppt20111230-02.pdf
... person deals with property and that person has a defence to ML, provided if : (1) STR is made BEFORE the act - And the act done with consent from JFIU OR (2) STR is made AFTER the act - On own initiative & - As soon as reasonable practicable Joint Financial Intelligence Unit Relevant Legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2022-04-27
[PDF]
e-ppt20111230-02.pdf
... person deals with property and that person has a defence to ML, provided if : (1) STR is made BEFORE the act - And the act done with consent from JFIU OR (2) STR is made AFTER the act - On own initiative & - As soon as reasonable practicable Joint Financial Intelligence Unit Relevant Legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf -
Date: 2019-11-05