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QAs_GL14_2020623.pdf
... Annex 1 to GL14. Hence, it is regarded as outsourcing. Q3 Is the engagement of a telemarketing company for conducting market research regarded as outsourced activity? A3 Such service is generally regarded as outsourcing as it is part of a business activity of an authorized insurer. The service normally...
https://www.ia.org.hk/english/legislative_framework/files/QAs_GL14_2020623.pdf -
Date: 2020-09-24
... 4 March 2022 Updated list of relevant persons and entities under the United Nations Sanctions (ISIL and AI-Qaida) Regulation List of relevant persons and entities 3 March 2022 Updated list of relevant persons and entities...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2022.html -
Date: 2022-05-31
[PDF]
Circular_24022020.pdf
... contact Ms Fanny Chu at 3899 9749 or Ms Diana Wong at 3899 9757. Yours faithfully, Stephen Po Executive Director Market Conduct Division Insurance Authority c.c. Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers Encl. - 3 - Annex List of information and documents...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-06-15
[PDF]
Circular_24022020.pdf
... contact Ms Fanny Chu at 3899 9749 or Ms Diana Wong at 3899 9757. Yours faithfully, Stephen Po Executive Director Market Conduct Division Insurance Authority c.c. Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers Encl. - 3 - Annex List of information and documents...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-12-21
[HTML]
Consultation Documents
... Regulatory Regime for Insurance Intermediaries 3 September 2019 Consultation Conclusions on the Code of Conduct for Licensed Insurance Brokers 3 September 2019 Consultation Conclusions on the Code of Conduct...
https://www.ia.org.hk/english/infocenter/consultation_documents.html -
Date: 2024-01-11
[PDF]
cir_aml_20180502.pdf
... particular those in Chapter 5.5 on the assessment of ML risks of the insurance sector) that are relevant to your own circumstances3 in your risk assessment process. Per the aforesaid IRA, we reiterate that you should have: 1 For details, please refer to FATF Recommendation 1 and its interpretative note....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180502.pdf -
Date: 2019-02-01
... are used for promoting a specific investment product to investors will be restricted.” Section 3.11 of The Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission also issued by SFC stipulates that “In promoting a specific investment product to a client, a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_on_Gifts_v1_9_5_2011_20190823.pdf -
Date: 2019-12-20
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2022-01-06
[PDF]
form-iaib6.pdf
... the insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.pdf -
Date: 2022-01-06