... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...

... Level Medium Low Overall ML Risk Level Vulnerability Level, Threat Level and Overall ML Risks of Financial Sectors 3 Banks Insurance Money Service Operators Securities Money Lenders Th re at Vulnerability Risk Levels of Financial Sectors High Medium High Medium Low Medium Low Low Medium Low Medium...

... for action on these high-risk jurisdictions remains in effect3. The statement identifying high- risk jurisdictions subject to a call for action in February 2020 can be found on the website of the FATF (https://www.fatf-gafi.org/publications/high-risk-and- other-monitored-jurisdictions/documents...

... his or her concerns under this policy (“Whistleblower”) of the protection that the IA will extend to them against unfair disciplinary action or victimization for any genuine reports made. 3. Scope of Reporting 3.1 Concerns raised under this policy should be related to the discharge of official duties....

... Level Medium Low Overall ML Risk Level Vulnerability Level, Threat Level and Overall ML Risks of Financial Sectors 3 Banks Insurance Money Service Operators Securities Money Lenders Th re at Vulnerability Risk Levels of Financial Sectors High Medium High Medium Low Medium Low Low Medium Low Medium...

... Level Medium Low Overall ML Risk Level Vulnerability Level, Threat Level and Overall ML Risks of Financial Sectors 3 Banks Insurance Money Service Operators Securities Money Lenders Th re at Vulnerability Risk Levels of Financial Sectors High Medium High Medium Low Medium Low Low Medium Low Medium...

... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) (revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Product Recommendation for Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance...

... published an article on life annuities. He constructed the first mortality table to provide a link between life insurance premiums and average life spans2. ● In 1756, James Dodson reworked the mortality table, linking premium rate to age 3. Life insurance continues to evolve, and its scope has been expanded...

... published an article on life annuities. He constructed the first mortality table to provide a link between life insurance premiums and average life spans2. ● In 1756, James Dodson reworked the mortality table, linking premium rate to age 3. Life insurance continues to evolve, and its scope has been expanded...

... Appendix B 指 引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 20187 年 36 月 目錄 頁數 第1章 概覽 1 第2章 打擊洗錢/恐怖分子資金籌集制度及在香港以外 進行的業務 13 第3章 風險為本的方法 23 第4章 客戶盡職審查 29 第5章 持續監察 107116 第6章 金融制裁及恐怖分子資金籌集 113122 第7章 可疑交易報告 120128 第8章 備存紀錄 156164 第9章 職員培訓 163171 第10章 電傳轉帳 168176 附錄...