... an Assessment Period, the total CPD hours required (and the compulsory hours on “Ethics or Regulations”) are calculated on a pro-rata basis depending on the month in which the relevant licence is granted by the IA. Please see Annex 2 of GL24: Guideline on Continuing Professional Development for...

..., the person is a terrorist or terrorist associate. /… - 2 - (2) United Nations Sanctions (Democratic People’s Republic of Korea) Regulation An updated list of relevant persons and entities has been specified under section 31 of the United Nations Sanctions (Democratic People’s Republic of Korea...

..., directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights at general meetings of the company; or (iii) exercises ultimate control over the management of the company. 2 Form S6 II. Other Licence(s) Granted by Financial Regulators Please provide the...

..., directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights at general meetings of the company; or (iii) exercises ultimate control over the management of the company. 2 Form S6 II. Other Licence(s) Granted by Financial Regulators Please provide the...

... remain closed to the general public next week (10 to 16 February) to reduce the risk of virus spreading. IA will provide public services at a limited scale. The enquiry and complaint hotline will operate from 11am to 1pm and 2 to 4pm on weekdays, while handling of email for enquiries and complaints will...

... office will remain closed to the general public next week (17 to 23 February) to reduce the risk of virus spreading. IA will provide public services at a limited scale. The enquiry and complaint hotline will operate from 11am to 1pm and 2 to 4pm on weekdays, while handling of email for enquiries and...

... regulatory or non-regulatory duties and assignments of IA. 2. Cross Division Exposure Trainees will gain exposure to various functions through Learning & Development activities. 3. Professional Training...

... the person. 2. Pursuant to the new section 83 of the Ordinance, the IA must not exercise its power under section 81 to impose a pecuniary penalty unless it has published, in the Gazette and in any other manner it considers appropriate, guidelines to indicate the way in which it proposes to exercise...

... the person. 2. Pursuant to the new section 83 of the Ordinance, the IA must not exercise its power under section 81 to impose a pecuniary penalty unless it has published, in the Gazette and in any other manner it considers appropriate, guidelines to indicate the way in which it proposes to exercise...

... April 2013 pertaining to the Sale of Investment Linked Assurance Scheme (“ILAS”) issued by the Life Insurance Council of the Hong Kong Federation of Insurers (“HKFI”). The Insurance Authority considers it necessary for these requirements to be enhanced to protect further ILAS customers. 2 Purpose The...