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ppt20161201-1.pdf
... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2019-11-05
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
[PDF]
mu20140430.pdf
...) Ordinance (Cap.615) Commissioner of Customs and Excise Insurance Authority Monetary Authority and Securities and Futures Commission 30 April 2014 2 PURPOSES 1. This Memorandum of Understanding (“MoU”) sets out the framework agreed between the Commissioner of Customs and Excise, the Insurance Authority, the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2020-09-28
[PDF]
mu20140430.pdf
...) Ordinance (Cap.615) Commissioner of Customs and Excise Insurance Authority Monetary Authority and Securities and Futures Commission 30 April 2014 2 PURPOSES 1. This Memorandum of Understanding (“MoU”) sets out the framework agreed between the Commissioner of Customs and Excise, the Insurance Authority, the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2021-11-01
[PDF]
mu20140430.pdf
...) Ordinance (Cap.615) Commissioner of Customs and Excise Insurance Authority Monetary Authority and Securities and Futures Commission 30 April 2014 2 PURPOSES 1. This Memorandum of Understanding (“MoU”) sets out the framework agreed between the Commissioner of Customs and Excise, the Insurance Authority, the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2021-09-01
[PDF]
mu20140430.pdf
...) Ordinance (Cap.615) Commissioner of Customs and Excise Insurance Authority Monetary Authority and Securities and Futures Commission 30 April 2014 2 PURPOSES 1. This Memorandum of Understanding (“MoU”) sets out the framework agreed between the Commissioner of Customs and Excise, the Insurance Authority, the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2020-06-19
... intermediaries carrying on long term insurance business. 2 The Companies contravened sections 5(1), 10(1), 10(2), 15, 19(1), 19(3) and 23 of Schedule 2 to AMLO. ...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
[PDF]
Agency_form.pdf
... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-01-06
[PDF]
Agency_form.pdf
... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-05-31