... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...

... information on a separate sheet. Name of Applicant Relevant Details 1. Name of the professional, trade or regulatory body 2. Background information 3. Details of the disciplinary sanction (including the date of the decision, sanction and penalty imposed...

... Committee, is likely to deceive, mislead or confuse and in particular shall not import the name of an insurance company or of an insurance organization.” 2. The CIB Register of Members is open to the public for inspection, and it records and publishes only the Registered Names but not any Other Names. 3. It...

... as outsourcing. Q2 If a property management company is engaged to provide leasing and maintenance services for an authorized insurer’s investment properties, would such services be regarded as outsourcing? A2 Such service is regarded as portfolio management and falls under “investment management” in...

..., the IA will take into account, amongst other relevant considerations, the impact of the coronavirus situation on the insurance broker to see if the extension is justifiable and may impose any conditions that it considers appropriate. /… - 2 - If you have any question concerning the above, please...

..., the IA will take into account, amongst other relevant considerations, the impact of the coronavirus situation on the insurance broker to see if the extension is justifiable and may impose any conditions that it considers appropriate. /… - 2 - If you have any question concerning the above, please...

... Regulatory Regime for Insurance Intermediaries 3 September 2019 Consultation Conclusions on the Code of Conduct for Licensed Insurance Brokers  3 September 2019 Consultation Conclusions on the Code of Conduct...

... Kong Federation of Insurers (“HKFI”) has been asked by the Insurance Authority to develop a Guidance Note governing the offering of gifts in connection with the promotion of investment products. 2. In considering the proper way forward, we have taken into account the positions adopted by the Hong Kong...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...