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⏭... Annex 1 Key Observations from the First ORSA Reports The Insurance Authority (“IA”) issued the Guideline on Enterprise Risk Management (“GL21”) which took effect on 1 January 2020. This is the Pillar 2 requirement which is implemented ahead of the statutory capital requirement under the Risk-based...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022_Annex.pdf -
Date: 2022-05-31
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... (“Rules”) proposed to be made under section 129 of the Insurance Ordinance (Cap. 41) (“IO”) in relation to the new sections 53F(4), 64T(2), 64ZA(4)(d), 64ZV(8)(e), 73(1) of the IO. The draft Rules prescribe the requirements applicable to licensed insurance broker companies including the requirements in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
[PDF]
mu200512.pdf
... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 20TH DECEMBER 2005 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 STATUS OF PARTIES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28
[PDF]
e-ppt20111230-01.pdf
... Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Mutual Evaluation on AML/CFTMutual Evaluation on AML/CFT 96 98 00 02 04 06 08 1st Mutual Evaluation March 1994 2nd Mutual Evaluation April 1998 3rd Mutual Evaluation November 2007 Office of the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01.pdf -
Date: 2021-11-12
[DOCX]
form-iaib6.docx
... insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker concerned...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.docx -
Date: 2022-01-06
[PDF]
mu200512.pdf
... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 20TH DECEMBER 2005 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 STATUS OF PARTIES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-11-01