... GN 7 GL7 GUIDELINE ON THE RESERVE PROVISION FOR CLASS G OF LONG TERM BUSINESS Insurance Authority Contents Page 1. Introduction ……………………………………………… 1 2. Application of this Guideline ………………………….… 1 3. Regulatory Framework ………………………………….. 2 4. Guiding Principles ………………………………………. 2 5. Provisions...
https://www.ia.org.hk/english/legislative_framework/files/GL7.pdf -
Date: 2020-09-24
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2021-10-12
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2020-07-06
... Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Insurance Authority October 2019 2 1. Introduction 1.1 This Explanatory Note (“Note”) which includes a set of frequently-asked questions (“FAQs”) is issued by the Insurance Authority...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
... competence) Requirements for a Licensed Insurance Broker Company Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries . Hong Kong Diploma of Secondary Education Examination (HKDSE) - Level 2 or above in 5 subjects, including Chinese/English and Mathematics . Hong Kong Certificate of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/New_regime_brochure_Eng.pdf -
Date: 2020-07-16
... that they are already subject to the FATF’s call for countermeasures. Therefore, the FATF issued a statement on 4 March 2022 2 advising its members to refer to the list of high-risk jurisdictions subject to a call for action adopted in February 2020, namely Iran and the Democratic People’s Republic of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATFPublicStatementCircular20220316.pdf -
Date: 2022-05-31