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Guidelines


Insurers

GL1: Authorization Guideline
GL2: Guideline on Insurance (General Business) (Valuation) Rules
GL3: Guideline on Anti-Money Laundering and Counter-Terrorist Financing
GL3A: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter-Terrorist Financing
GL4: Guideline on "Fit and Proper" Criteria under the Insurance Ordinance (Cap. 41)
GL5: Guideline on Application for Authorization to Carry on Insurance Business in or from Hong Kong
GL6: Guideline on Reserving for Mortgage Guarantee Business
GL7: Guideline on the Reserve Provision for Class G of Long Term Business
GL8: Guideline on the Use of Internet for Insurance Activities
GL9: Guideline on Actuarial Review of Insurance Liabilities in respect of Employees' Compensation and Motor Insurance Businesses
GL10: Guideline on the Corporate Governance of Authorized Insurers
GL11: Guideline on Classification of Class C - Linked Long Term Business
GL12: Guideline on Reinsurance with Related Companies
GL13: Guideline on Asset Management by Authorized Insurers
GL14: Guideline on Outsourcing
GL15: Guideline on Underwriting Class C Business
GL16: Guideline on Underwriting Long Term Insurance Business (other than Class C Business)
GL17: Guideline on Reinsurance
GL18: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Authorised Insurers under the Insurance Ordinance (Cap, 41)
GL19: Guideline on Qualifying Deferred Annuity Policy
GL20: Guideline on Cybersecurity
GL21: Guideline on Enterprise Risk Management
GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41)

Insurance Brokers

Guideline on Minimum Requirements for Insurance Brokers

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