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⏭... Microsoft Word - GN1AdditionalReportingRequirementofPII _revised on 10Jun09_ CIB-GN(1) (Issued on 7 March 2007) (Revised on 10 June 2009) Guidance Note on Annual Certification for Adequate Professional Indemnity Insurance According to Membership Regulation 3.5, the General Committee is issuing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
... - 1 - CIB-GN(4) (originally issued on 22 June 2007) (1 st revision effected from 1 June 2014) (2 nd revision effected from 1 January 2015) (further revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20170831.pdf
... arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations: A. Individual associated with ISIL (Daesh) and Al-Qaida QDi.398 Name: 1: RUSTAM 2: MAGOMEDOVICH 3: ASELDEROV 4: na Name (original script): Title: na...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170831.pdf -
Date: 2018-01-15
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Insurance_Qualifications_Eng.pdf -
Date: 2020-09-24
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Jun_2020_Insurance_Qualifications_Eng.pdf -
Date: 2020-09-24
[HTML]
Insurance Authority and the Securities and Futures Commission sign new Memorandum of Understanding
... entered into a new Memorandum of Understanding (MoU) following the introduction of the direct regulatory regime of insurance intermediaries1. The new MoU, which covers referral of cases for attention, joint inspections and investigations, and sharing of information pertaining to products and...
https://www.ia.org.hk/english/infocenter/press_releases/20200928.html -
Date: 2020-09-28