... imposed 3 3. Obtaining consent to disclosure from the IA 4 4. Assumed consent to disclosure of limited information 4 5. Frequently Asked Questions 6 3 1. Introduction 1.1. This Explanatory Note, which includes a set of frequently asked questions, is issued by the Insurance Authority (“IA”) to provide...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
...……………………...…………... 2 3. Relevant Regulatory Documents and Status of this Guideline…………………………………………………. 4 4. Fair Treatment of Customers in the Sale Process for ILAS Products…………………………………………………... 5 5. The FNA Process………………..………………………... 8 6. The RPQ Process………………..………………………... 9 7. IFS, Applicant’s Declarations and...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24
...……………………...…………... 2 3. Relevant Regulatory Documents and Status of this Guideline…………………………………………………. 4 4. Fair Treatment of Customers in the Sale Process for ILAS Products…………………………………………………... 5 5. The FNA Process………………..………………………... 8 6. The RPQ Process………………..………………………... 9 7. IFS, Applicant’s Declarations and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
...……………………...…………... 2 3. Relevant Regulatory Documents and Status of this Guideline…………………………………………………. 4 4. Fair Treatment of Customers in the Sale Process for ILAS Products…………………………………………………... 5 5. The FNA Process………………..………………………... 8 6. The RPQ Process………………..………………………... 9 7. IFS, Applicant’s Declarations and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
...……………………...…………... 2 3. Relevant Regulatory Documents and Status of this Guideline…………………………………………………. 4 4. Fair Treatment of Customers in the Sale Process for ILAS Products…………………………………………………... 5 5. The FNA Process………………..………………………... 8 6. The RPQ Process………………..………………………... 9 7. IFS, Applicant’s Declarations and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
... Common compliance issues arising in the first year of the direct regulatory regime for licensed insurance agencies 18 December 2020 Our Ref: MC/INT/5 By Email To: Responsible Officers of all Licensed Insurance Agencies Dear Sirs, Common compliance issues arising in the first year of the direct...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Agencies_dd_18122020.pdf -
Date: 2020-12-21
... International 31-12-18 5,308 333,522 228,561,235 1,426,611 356,630 American Family Life American Family Life 31-12-18 - - - - - 亞洲保險 Asia Insurance 31-12-18 359 41,783 31,564,644 42,742 17,097 忠意保險 Generali 31-12-18 394 269,146 171,925,249 192,298 61,137 英傑華 Aviva 31-12-18 - - - - - 安盛保險(百慕達) AXA China (Bermuda...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L10_2018.pdf -
Date: 2019-09-30
... 31-12-19 - - - - 安盛財富管理(香港) AXA Wealth Mgt (HK) 31-12-19 30,084 527,728 5,675 6,592,359 東亞人壽 BEA Life 31-12-19 8 318 - 3,069 藍十字 Blue Cross 31-12-19 - - - - 微藍 Blue 31-12-19 15,718 724,063 - 3,267,339 中銀人壽 BOC LIFE 31-12-19 1,285 74,779 - 420,266 保泰人壽 Bowtie Life 31-12-19 - - - - Canada Life Assurance...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L9_2019.pdf -
Date: 2020-09-30