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⏭... imprisonment. © Hong Kong Police Force香港警務處版權所有 Requirement of Filing STR DTRO, s.25A(1) of Cap.405 OSCO, s.25A(1) of Cap. 455 UNATMO, s.12(1) of Cap. 575 • Legal Requirement • Applied to everyone • Knowledge and suspicion based reporting Reporting Mechanism:- • No threshold or cross boundary reporting • Legal...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Suspicious_Transaction_Reporting_2019.pdf -
Date: 2019-11-05
... Circular_CPD_Reporting_Procedures_01042021CHI 2021 年 4 月 1 日 檔號：MC/CPD/CIR 僅經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 — 2019/20 及 2020/21 評核期的持續專業培訓合規情況匯報程序 從保險業監管局（「保監局」）於 2020 年 6 月 12 日及 2020 年 9 月 30 日發出的通函可知 悉，保監局已合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期（「第 一個評核期」）及 2020...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021CHI.PDF -
Date: 2021-12-10
... Circular_CPD_Reporting_Procedures_01042021CHI 2021 年 4 月 1 日 檔號：MC/CPD/CIR 僅經電郵發送 致：所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 — 2019/20 及 2020/21 評核期的持續專業培訓合規情況匯報程序 從保險業監管局（「保監局」）於 2020 年 6 月 12 日及 2020 年 9 月 30 日發出的通函可知 悉，保監局已合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期（「第 一個評核期」）及 2020...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPD_Reporting_Procedures_01042021CHI.PDF -
Date: 2021-09-09
... Governance 7 5. Risk Appetite Statement 12 6. Embedding the ERM Framework - Regular Risk Assessments and Control Process Risk Identification Risk Quantification - Relating Risk to Capital - Use of models in ERM - Stress and Scenario Testing - Continuity Analysis - Business Failure Analysis Risk...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2019-11-29
[PDF]
cir_20190816.pdf
... to calculate the discount rates for each MA portfolio and to collect quantitative data and qualitative information. HKQIS2019_LongTe rm_MA_Template.xls x (2) QIS 3 MA Template (for reference) An unlocked version for reference. It is not for submission purpose. HKQIS2019_LongTe rm_MA_Template (for...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190816.pdf -
Date: 2019-11-29
... income assets, the insurer should assume the shock applied as the average of rating band 4 and 5. 4 For example, for a BBB bond with maturity of 6 years, the increase of credit spread would be 220bps as at valuation date, 220bps x 50% at projection year 1, 220bps x 25% at projection year 2 and 0bps at...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf -
Date: 2021-12-10
... income assets, the insurer should assume the shock applied as the average of rating band 4 and 5. 4 For example, for a BBB bond with maturity of 6 years, the increase of credit spread would be 220bps as at valuation date, 220bps x 50% at projection year 1, 220bps x 25% at projection year 2 and 0bps at...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf -
Date: 2021-09-09
[PDF]
mu20140430.pdf
... relation to AML/CFT matters. 7. Ad hoc meetings with any party to deal with specific matters of supervisory and enforcement concern or interest, such as regulatory, disciplinary or criminal actions, may be called by any of the parties. 8. The parties will each appoint one or more persons to be the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2020-09-28
[PDF]
mu20140430.pdf
... relation to AML/CFT matters. 7. Ad hoc meetings with any party to deal with specific matters of supervisory and enforcement concern or interest, such as regulatory, disciplinary or criminal actions, may be called by any of the parties. 8. The parties will each appoint one or more persons to be the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20140430.pdf -
Date: 2021-11-01