... correct the personal data provided. Requests should be made in writing to the Data Privacy Officer of the Insurance Authority at 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong. Name of insurer: Type of business authorized: Contact person for this survey: Name: Telephone: Email: Input, explain or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/2019_HKFRS_17_Readiness_Assessment_Survey.pdf -
Date: 2019-11-29
... 人持牌人已完成相關持續專業培訓時數的文件。 就獲授權保險人而言,負責管理中介人的管控要員須設立內部管控措施,其中應包括 充足的措施以確保保險人委任的持牌保險代理人遵守持續專業培訓規定。 保監局認為,獲授權保險人若欠缺該等充足的管控措施及程序,可能會對下列事項帶 來負面影響:(i)獲授權保險人的董事、控權人及相關管控要員是否為適當人選;及 (ii)持牌保險經紀公司或持牌保險代理機構及其董事、控權人及負責人是否為適當人 選。保監局會把以上因素納入其監管及紀律準則。 個人持牌人 保監局會於每年 9月 30日的匯報期限後就每個評核期進行持續專業培訓合規核查。個 人持牌人如被保監局挑選進行合規核查,應...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_chi.pdf -
Date: 2021-12-10
... 人持牌人已完成相關持續專業培訓時數的文件。 就獲授權保險人而言,負責管理中介人的管控要員須設立內部管控措施,其中應包括 充足的措施以確保保險人委任的持牌保險代理人遵守持續專業培訓規定。 保監局認為,獲授權保險人若欠缺該等充足的管控措施及程序,可能會對下列事項帶 來負面影響:(i)獲授權保險人的董事、控權人及相關管控要員是否為適當人選;及 (ii)持牌保險經紀公司或持牌保險代理機構及其董事、控權人及負責人是否為適當人 選。保監局會把以上因素納入其監管及紀律準則。 個人持牌人 保監局會於每年 9月 30日的匯報期限後就每個評核期進行持續專業培訓合規核查。個 人持牌人如被保監局挑選進行合規核查,應...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_chi.pdf -
Date: 2021-09-09
...(1)(a)(ii)條 2,000 16 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 30,000 17 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 50,000 18 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 300,000 For requesting the Authority to authorize under section 22A(1) of the Ordinance an authorized insurer to maintain accounts of long term...
https://www.ia.org.hk/english/aboutus/role/files/2021Engfee_20210401_final.pdf -
Date: 2021-09-13
... Relative Weight 1 12% 2 16% 3 30% 4 9% 5 5% 6 21% 7 7% Total 100% 1 RISK AND INSURANCE 1.1 CONCEPT OF RISK 1.1.1 Meaning of Risk There have been many attempts to define ‘risk’. Probably, to most of us, ‘risk’ contains a suggestion of loss or danger. We may therefore define it as ‘uncertainty concerning a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.doc -
Date: 2019-12-02
... in place to authenticate the identity of such customer. Full Name Date of Birth Nationality Unique identification number and document type Residential address information Good Practice Company checks an individual’s identity information against the Company’s existing customer records and combines the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
... in place to authenticate the identity of such customer. Full Name Date of Birth Nationality Unique identification number and document type Residential address information Good Practice Company checks an individual’s identity information against the Company’s existing customer records and combines the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
... 856.0 867.1 11.4 14.9 21.1 48.7 335.6 1.1 0.6 7.6 8.6 17.1 0.0 0.0 0.7 2.2 8.8 101.5 112.8 127.3 119.6 106.6 36.8 38.5 39.9 30.0 36.2 128.9 120.5 111.7 140.7 164.8 125.0 48.3 40.0 59.5 61.2 730.3 747.1 774.4 808.1 768.8 459.5 472.0 393.4 372.3 388.6 279.7 259.8 250.3 273.3 311.9 104.1 113.5 105.4 106.6...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G7_2018.pdf -
Date: 2019-11-04
... Commissions Payable 2,537.7 1,824.7 17.7 352.5 237.6 2,066.1 2,177.5 622.8 14.1 169.5 10,020.2 管理開支 Management Expenses 2,171.7 665.8 7.8 211.9 184.4 1,066.4 1,722.2 488.5 8.5 30.6 6,557.8 未過期風險調整 Unexpired Risks Adjustment 5.9 2.4 0.0 11.5 (0.5) 18.2 88.2 (22.4) 0.4 11.0 114.7 可收取的佣金 Commissions Receivable...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G1_2019.pdf -
Date: 2020-09-30