... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... on an ongoing basis No proper documentation for name screening exercises  No name screening mechanism set out in procedural manuals  No screening results retained for customers Recommendations:  Establish and maintain an effective screening mechanism  Document all the name screening results...

... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... currently set out in the AML Guideline. As a result, FIs are only required to collect address information of customers and/or beneficial owners without the need to collect documentary evidence for AML/CFT purpose. Relevant paragraphs of the AML Guideline that will be amended to reflect the removal of the...

... quarrying 7,609,335 運輸, 倉庫及通訊業 Transport, storage and communication 金融, 保險, 地產及商用服務業 Financing, insurance, real estate and business services 社區, 社會及個人服務業 Community, social and personal services 1. 保費及承保風險資料 Premium and Exposure Information Statistics contained herein are compiled from statistical...

... EC Statistics 2019 (09.2020) .xlsx 1. 保費及承保風險資料 Premium and Exposure Information (港幣千元) (HK$'000) 1 14,430 602,857 2 2,801 241,471 3 297,787 57,514,895 4 16,196 6,207,706 a. 特別行業 Special Trades 720,971 59,434,587 b. 建造業 - 按年薪 Construction - on annual wage basis 87,872 4,652,488 c. 建造業 - 按合約價值...

...,900 運輸, 倉庫及通訊業 Transport, storage and communication 金融, 保險, 地產及商用服務業 Financing, insurance, real estate and business services 社區, 社會及個人服務業 Community, social and personal services 1. 保費及承保風險資料 Premium and Exposure Information (港幣千元) (HK$'000) Statistics contained herein are compiled from statistical...

... EC Statistics 2018 (21.08.2019) .xlsx 1. 保費及承保風險資料 Premium and Exposure Information (港幣千元) (HK$'000) 1 12,053 478,866 2 1,988 221,802 3 285,132 56,296,049 4 15,241 5,960,763 a. 特別行業 Special Trades 703,324 65,859,094 b. 建造業 - 按年薪 Construction - on annual wage basis 49,199 2,209,884 c. 建造業 - 按合約價值...

... 1. 保費及承保風險資料 Premium and Exposure Information (港幣千元) (HK$'000) 1 12,478 521,263 2 1,921 210,837 3 274,136 50,925,455 4 11,821 5,320,068 a. 特別行業 Special Trades 775,980 73,761,276 b. 建造業 - 按年薪 Construction - on annual wage basis 56,275 3,175,669 c. 建造業 - 按合約價值 Construction - on contract value basis...