... taken over the statutory functions of the Office of the Commissioner of Insurance (‘OCI’) to regulate insurance companies with effect from 26 June 2017. The OCI was disbanded on the same day. This Update serves to set out the textual updates to the Study Notes for the General Insurance Examination (2008...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/10.sn-general-2008_eng_2017update.pdf -
Date: 2019-12-02
... of the direct regulatory regime for licensed insurance broker companies As you will be aware, the direct regulatory regime for licensed insurance intermediaries, as set out in the Insurance Ordinance (Cap. 41) (“Ordinance”), has been in effect for just over one year now, having commenced on 23...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
... REGIME FOR INSURANCE INTERMEDIARIES PRUDENTIAL SUPERVISION In order to benchmark with prevailing international standards, the IA is seeking to forge a consensus among insurers on key parameters of the Risk-based Capital Regime. A group-wide supervision framework is being molded to consolidate the status...
https://www.ia.org.hk/english/infocenter/files/IA_AR_Synopsis_2019_20_Eng.pdf -
Date: 2021-12-14
... REGIME FOR INSURANCE INTERMEDIARIES PRUDENTIAL SUPERVISION In order to benchmark with prevailing international standards, the IA is seeking to forge a consensus among insurers on key parameters of the Risk-based Capital Regime. A group-wide supervision framework is being molded to consolidate the status...
https://www.ia.org.hk/english/infocenter/files/IA_AR_Synopsis_2019_20_Eng.pdf -
Date: 2022-05-24
... careful verification of all new applications and subsequent change applications for ILAS products in every aspect, and regular review and follow-up with client in respect of his/her ILAS policies. Further, in order to avoid any errors, omissions, or any negligent or even fraudulent acts, Member must...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... its ISIL (Da’esh) and Al- Qaida Sanctions List of individuals and entities subject to the assets freeze, travel ban and arms embargo set out in paragraph 2 of Security Council resolution 2253 (2015) adopted under Chapter VII of the Charter of the United Nations: A. Individuals associated with ISIL (Da...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170309.pdf -
Date: 2018-01-15
... a scheme of arrangement with your creditors or failed to satisfy any judgment debt under an order of a court in Hong Kong or elsewhere? ☐ Yes ☐ No # Business entity means a sole proprietorship, a partnership or a company. 5 Form A4 XI. Declaration by Applicant...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-01-06
... with creditors, or been adjudicated bankrupt by a court, or is the Individual currently subject to bankruptcy proceedings in Hong Kong or elsewhere? ☐ Yes ☐ No † Please tick the appropriate box. Version: June 2021 3 Form S5 13. Has the Individual ever failed to satisfy any judgment debt under an order...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-01-06
... a scheme of arrangement with your creditors or failed to satisfy any judgment debt under an order of a court in Hong Kong or elsewhere? ☐ Yes ☐ No # Business entity means a sole proprietorship, a partnership or a company. 5 Form A4 XI. Declaration by Applicant...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-05-31
... with creditors, or been adjudicated bankrupt by a court, or is the Individual currently subject to bankruptcy proceedings in Hong Kong or elsewhere? ☐ Yes ☐ No † Please tick the appropriate box. Version: June 2021 3 Form S5 13. Has the Individual ever failed to satisfy any judgment debt under an order...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S5_Eng_June_2021.pdf -
Date: 2022-05-31