... Conclusion and Next Steps 10 Schedule 1 – Revised Guideline on Exercising Power to Impose Pecuniary Penalty In Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) Annex 1 – List of Respondents 1 Introduction Background 1. The Insurance Authority (“IA”) will take over the regulation of...

... satisfied the annual CPD requirements (except for the compulsory CPD hours on “Ethics Annex 1 9 or Regulations”3) if they undertake a Degree Programme recognized as Type 2 Qualified CPD Activities during the Assessment Period. 10. For an individual licensee studying a Degree Programme with a study period...

... Conclusion and Next Steps 10 Schedule 1 – Revised Guideline on Exercising Power to Impose Pecuniary Penalty In Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) Annex 1 – List of Respondents 1 Introduction Background 1. The Insurance Authority (“IA”) will take over the regulation of...

... include: private or public reprimand; pecuniary penalty not exceeding the greater of HK$10 million or 3 times the profit gained or loss avoided as a result of the contravention; suspension of licence; revocation of licence; prohibition of...

... 2015 to $8.3 billion in 2016 and the latter by 1.6% from $11.1 billion in 2015 to $10.9 billion in 2016 respectively. The overall underwriting profit of general insurance business increased from $1.2 billion in 2015 to $1.8 billion in 2016, mainly due to improved claims experience. The net...

... $15.5 billion and 11.5% to $10.6 billion respectively compared with the corresponding period in 2017. Overall underwriting performance however recorded a loss of $166 million. On direct business, gross and net premiums increased by 4.8% to $11.7 billion and 4.3% to $8 billion respectively in...

..., regulatory counterparts from about 10 jurisdictions in Europe, America and Asia, as well as representatives from the Mainland regulatory authorities, will also join the AIF this year, bringing together a diverse and esteemed group of professionals in the audience. The entire AIF will be...

... 2008 年 4 月 30 日或之前，經由其準委任保險代 理或親自（如果未有準委任保險代理）向委員會遞交此指引附帶 之適用通知書，以及其香港居民身分證副本；及 (ii) 他必須於 2009 年 4 月 30 日或之前通過考試試卷。 於 2009 年 6 月 16 日發出的 指引 10 修訂第 1 條條款見右欄 符合持續專業培訓計劃要求指引 — 適用於只登記從事受限制的旅遊保 險業務的登記人士 1. 背景 《守則》戊部「適當人選準則」訂明： (a) 任何人士必須先具備的最低資格要求，委員會方會考慮他是否符合適 當人選準則出任為登記人士; 及 (b) 登記人士必須遵守由保險業監督管局（保監）指定的方式及...