... current status of the case/matter) with relevant supporting document(s). 1. Have you ever failed to comply with any requirements in relation to the carrying on of regulated activities? ☐ Yes ☐ No 2. Have you ever been refused or restricted from the right to carry on any trade, business or profession by...

... current status of the case/matter) with relevant supporting document(s). 1. Have you ever failed to comply with any requirements in relation to the carrying on of regulated activities? ☐ Yes ☐ No 2. Have you ever been refused or restricted from the right to carry on any trade, business or profession by...

... current status of the case/matter) with relevant supporting document(s). 1. Have you ever failed to comply with any requirements in relation to the carrying on of regulated activities? ☐ Yes ☐ No 2. Have you ever been refused or restricted from the right to carry on any trade, business or profession by...

... History On 7 December 2015, the Insurance Authority (“IA”) was established under the Insurance Companies (Amendment) Ordinance 2015 (“IC(A)O”). The IA is a new insurance regulator independent of the Government. The objectives of its...

... offered to pay the premium on their behalf if they were unable to come up with the funds in time, so they could take advantage of the discount. The clients took him up on the offer and, trusting that he had made such payment, transferred their renewal premiums to the agent. Not only was the premium...

... 41O of Laws of Hong Kong) (“Group Capital Rules”) which the IA made under sections 95ZI and 129 of the Insurance Ordinance (Cap. 41). The Interpretation Notes set out the IA’s views as to how certain provisions of the Group Capital Rules operate for different group structures with a specific focus on...

... business of an authorized insurer on a day-to-day basis in accordance with strategies, policies and procedures set by the insurer’s board of directors. (j) “service provider” means a provider of services engaged by an authorized insurer to provide services, whether that provider is located in or outside...

... business of an authorized insurer on a day-to-day basis in accordance with strategies, policies and procedures set by the insurer’s board of directors. (j) “service provider” means a provider of services engaged by an authorized insurer to provide services, whether that provider is located in or outside...

... business of an authorized insurer on a day-to-day basis in accordance with strategies, policies and procedures set by the insurer’s board of directors. (j) “service provider” means a provider of services engaged by an authorized insurer to provide services, whether that provider is located in or outside...

... Guideline on Group Supervision (GL32) Our Ref: INS/TEC/6/96 17 May 2021 To: Chief Executives of Designated Insurance Holding Companies Dear Sirs, Guideline on Group Supervision (GL32) I enclose herewith a copy of the Guideline on Group Supervision (GL32) (“GL32”) issued on 14 May...