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... who, alone or jointly with others, is responsible for the conduct of the whole of the insurance broking business of such insurance broker carried on within Hong Kong, not being a person who: (1) is also responsible for the conduct of insurance broking business carried on by the insurance broker...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf - Date: 2020-06-16
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/infocenter/files/final_Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/infocenter/files/Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
... Circulars on Regulatory Matters 2018 Date Subject 30 November 2018 Explanatory Note on Licensing Requirements for Employees of Authorized Insurers under...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2018.html - Date: 2018-11-30
... potential policy holder concerned, and with integrity”; (b) Section 90(d) of the Ordinance which requires a licensed insurance intermediary when carrying on a regulated activity to “have regard to the particular circumstances of the policy holder or the potential policy holder that are necessary for...
https://www.ia.org.hk/english/legislative_framework/files/GL27_English.pdf - Date: 2020-09-24