...) contents in relation to “Ethics” including but not limited to ethical principles concerning integrity, fairness, due care and diligence, good faith and objectivity, best interests of clients, accurate representation, disclosure of clear, accurate and relevant information to clients, conflict of interest...

...) contents in relation to “Ethics” including but not limited to ethical principles concerning integrity, fairness, due care and diligence, good faith and objectivity, best interests of clients, accurate representation, disclosure of clear, accurate and relevant information to clients, conflict of interest...

... the United Nations. B. Entity associated with ISIL (Da’esh) and Al-Qaida QDe.150 Name: MUJAHIDIN INDONESIAN TIMUR (MIT) A.k.a.: a) Mujahidin of Eastern Indonesia b) East Indonesia Mujahideen c) Mujahidin Indonesia Timor d) Mujahidin Indonesia Barat (MIB) e) Mujahidin of Western Indonesia F.k.a.: na...

... remuneration, it is incumbent upon the Member to provide that information to the best of its knowledge, either in a maximum percentage of the premium paid (or to be paid) for the policy concerned or in a maximum dollar amount. A Member who declines to provide such details of remuneration following a request...

... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without reas...

... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) Insurance Authority October 2021 2 A. Introduction A.1 The regulatory regime for insurance intermediaries under the Insurance Ordinance (Cap. 41) (the “Ordinance”) makes it a criminal offence for a person, without reas...

... spread and level of expertise in areas as appropriate to the insurer’s business, such as underwriting, claims, actuarial, finance, and investment. (c) To enable the Board to make sound decisions in the best interests of the authorized insurer, independent and objective opinions are essential. It is...

... spread and level of expertise in areas as appropriate to the insurer’s business, such as underwriting, claims, actuarial, finance, and investment. (c) To enable the Board to make sound decisions in the best interests of the authorized insurer, independent and objective opinions are essential. It is...

... Proprietor/Partner Signature Date WARNING: IT IS A CRIMINAL OFFENCE TO PROVIDE FALSE OR MISLEADING INFORMATION IN THIS APPLICATION. 6 Form A5 IX. Declaration by Appointing Principal(s) (i.e. An Authorized Insurer)  We CONFIRM that the Applicant is duly appointed as our agent.  We declare that, to the best...

... date of policy issue. The content of the call should follow the HKFI’s template. (a) The insurers should appoint a separate quality assurance team to make the post-sale calls. (b) The insurers should use their best endeavours to make the post-sale calls, attempting different times of the day and...