Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
cir_20190816.pdf
... to calculate the discount rates for each MA portfolio and to collect quantitative data and qualitative information. HKQIS2019_LongTe rm_MA_Template.xls x (2) QIS 3 MA Template (for reference) An unlocked version for reference. It is not for submission purpose. HKQIS2019_LongTe rm_MA_Template (for...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190816.pdf -
Date: 2019-11-29
...上，行使或控制行使少於50%的投票權 50,000 7 Section 15(3B)(b) 第15(3B)(b)條 18,000 7A Section 64O(3)(a) 第64O(3)(a)條 6 7B Section 64O(3)(b) 第64O(3)(b)條 100 (a) 50% or more of the voting power at any general meeting of the designated insurance holding company 有權行使有關指定保險控權公司的大會上的投票權中的50%或以上，或對該比例的投 票權的行使有控制權 100,000 (b...
https://www.ia.org.hk/english/aboutus/role/files/2021Engfee_20210401_final.pdf -
Date: 2021-09-13
... CODE APPLIES 4 3. REGISTRATION REQUIREMENT 4 4. MANAGEMENT AND INTERNAL CONTROLS 4 5. TREAT YOUR CLIENT FAIRLY 6 6. KNOW YOUR CLIENT 9 7. INFORMATION FOR CLIENT 10 8. APPROPRIATENESS OF ADVICE 11 9. ILAS PRODUCT REPLACEMENT 13 10. INVESTMENT WITHIN ILAS PORTFOLO BOND PRODUCTS 13 11. KEEPING OF RECORDS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-01-06
... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-05-31
[PDF]
20180605_ppt_part1.pdf
... 8© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 ML Threat ML Threat Medium High External ML Threat > Internal ML Threat Fraud – prevalent crime Technology Crime – increasing global trend Banking sector – dominant sector misused 9© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 HK has a strong ML/TF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2021-11-12
[PDF]
20180605_ppt_part1.pdf
... 8© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 ML Threat ML Threat Medium High External ML Threat > Internal ML Threat Fraud – prevalent crime Technology Crime – increasing global trend Banking sector – dominant sector misused 9© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 HK has a strong ML/TF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2022-04-27
[PDF]
20180605_ppt_part1.pdf
... 8© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 ML Threat ML Threat Medium High External ML Threat > Internal ML Threat Fraud – prevalent crime Technology Crime – increasing global trend Banking sector – dominant sector misused 9© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 HK has a strong ML/TF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2019-11-05
[PDF]
Form_N1.pdf
...: Reasion for Termination 2: Yes 3: Off No 3: Off Yes 4: Off No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-01-06
[PDF]
Form_N1_Oct19.pdf
... No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5: Effective Date of Termination 5: Reason for Termination 5...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-01-06