... Insurance Authority warns against fraudulent websites 8 April 2019 The Insurance Authority (IA) today (8 April 2019) alerted the public to two fraudulent websites with the domain names of “http://www.prudemtial.hk” and “http...

... customers, should be taken into account.    7.1 of GN15  issued by  the  IA  specifies  that  ILAS products  should only be  sold  to  clients with both investment and insurance needs.    For non‐ILAS product, such as  participating  policy,  which  has  certain  investment  element  (i.e.  in  the  form...

...上，行使或控制行使少於50%的投票權 50,000 7 Section 15(3B)(b) 第15(3B)(b)條 18,000 7A Section 64O(3)(a) 第64O(3)(a)條 6 7B Section 64O(3)(b) 第64O(3)(b)條 100 (a) 50% or more of the voting power at any general meeting of the designated insurance holding company 有權行使有關指定保險控權公司的大會上的投票權中的50%或以上，或對該比例的投 票權的行使有控制權 100,000 (b...

... to calculate the discount rates for each MA portfolio and to collect quantitative data and qualitative information. HKQIS2019_LongTe rm_MA_Template.xls x (2) QIS 3 MA Template (for reference) An unlocked version for reference. It is not for submission purpose. HKQIS2019_LongTe rm_MA_Template (for...

...). Number of CPD hours During the CPD Assessment Period 2021/2022 (and for each subsequent Assessment Period), every individual licensee whose licence was active immediately before the beginning of the Assessment Period (i.e. 31 July 2021) is required to earn a minimum of 15 CPD hours, including 3...

... KM_C364e-20160822134918 ...

... CODE APPLIES 4 3. REGISTRATION REQUIREMENT 4 4. MANAGEMENT AND INTERNAL CONTROLS 4 5. TREAT YOUR CLIENT FAIRLY 6 6. KNOW YOUR CLIENT 9 7. INFORMATION FOR CLIENT 10 8. APPROPRIATENESS OF ADVICE 11 9. ILAS PRODUCT REPLACEMENT 13 10. INVESTMENT WITHIN ILAS PORTFOLO BOND PRODUCTS 13 11. KEEPING OF RECORDS...

... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...

... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...