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GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
[PDF]
GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
[PDF]
GL26_English.pdf
... appropriate, to ensure that the process as set out in this Guideline is duly completed. 5. The FNA Process 5.1 The objective of the FNA process is for an assessment of a customer’s circumstances including needs, financial situation, ability and willingness to pay premiums, etc., to be made before a...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24
[PDF]
GL26_English.pdf
... appropriate, to ensure that the process as set out in this Guideline is duly completed. 5. The FNA Process 5.1 The objective of the FNA process is for an assessment of a customer’s circumstances including needs, financial situation, ability and willingness to pay premiums, etc., to be made before a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
[PDF]
ILAS_Products.pdf
... appropriate, to ensure that the process as set out in this Guideline is duly completed. 5. The FNA Process 5.1 The objective of the FNA process is for an assessment of a customer’s circumstances including needs, financial situation, ability and willingness to pay premiums, etc., to be made before a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
[PDF]
GL26.pdf
... appropriate, to ensure that the process as set out in this Guideline is duly completed. 5. The FNA Process 5.1 The objective of the FNA process is for an assessment of a customer’s circumstances including needs, financial situation, ability and willingness to pay premiums, etc., to be made before a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
... policy holder concerned, and with integrity, when carrying on a regulated activity. Accordingly, paragraph 5.1 of the Guideline provides that a licensed insurance intermediary should take all reasonable steps to ascertain whether the customer is purchasing the life insurance policy as a policy...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL27.pdf -
Date: 2020-09-24