... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... recommendation, and for ILAS policies, those set out under 8.1 above. 11. In the recommendation of regular premium policies, Members should include, but without limitation, the following:- 11.1 the ratio of the regular premiums of the recommended products to the clients’ disposable income. When clients...

... Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2013 Edition PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Principles and Practice of Insurance Examination. The Examination...

... Insurance Intermediaries Quality Assurance Scheme - Principles and Practice of Insurance Examination (2013 Edition) Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2013 Edition i PREFACE These Study Notes have been prepared to correspon...

... P&P Study Notes Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2017 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Principles and Practice of Insurance Examination...

... Asked Questions on CPD requirements The number of CPD hours an individual licensee must complete is set out in the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (“GL24”). The IA has also issued a set of Frequently Asked Questions (“FAQs”) and accompanying answers...

... Assignment of Policy 19. As part of the PF process, the policy would be assigned to the lender as collateral via a written consent from the customer (often formalised as a letter to the insurer, entitled “Notice of Assignment”). Deficiencies were observed in the processing of assignment by some insurers. In...

... regulate and supervise the insurance industry. This includes regulating and supervising authorized insurers and licensed insurance intermediaries. The IA’s functions and powers are set out in the Insurance Ordinance. Complaints against authorized insurers If your complaint is against an authorized insurer...

... regulate and supervise the insurance industry. This includes regulating and supervising authorized insurers and licensed insurance intermediaries. The IA’s functions and powers are set out in the Insurance Ordinance. Complaints against authorized insurers If your complaint is against an authorized insurer...