Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
Attachment_1.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 12 September 2017 Co-operation Agreement UNITED KINGDOM Financial Conduct Authority HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf -
Date: 2020-09-28
[PDF]
Attachment_1.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 12 September 2017 Co-operation Agreement UNITED KINGDOM Financial Conduct Authority HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf -
Date: 2021-11-01
[PDF]
Attachment_1.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 12 September 2017 Co-operation Agreement UNITED KINGDOM Financial Conduct Authority HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf -
Date: 2021-09-01
[PDF]
Attachment_1.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 12 September 2017 Co-operation Agreement UNITED KINGDOM Financial Conduct Authority HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf -
Date: 2020-06-19
... 1 Moody’s Insurance Summit “Unlocking the Next Phase of Growth” Keynote Address by Mr Raymond Tam Executive Director (Policy and Development) of Insurance Authority 31 October 2019 Tianwei1, Wendy2, distinguished guests, ladies and gentlemen, Good morning. I would like to first thank Moody's for...
https://www.ia.org.hk/english/infocenter/files/Moodys_Insurance_Summit.pdf -
Date: 2021-12-09
... 1 Moody’s Insurance Summit “Unlocking the Next Phase of Growth” Keynote Address by Mr Raymond Tam Executive Director (Policy and Development) of Insurance Authority 31 October 2019 Tianwei1, Wendy2, distinguished guests, ladies and gentlemen, Good morning. I would like to first thank Moody's for...
https://www.ia.org.hk/english/infocenter/files/Moodys_Insurance_Summit.pdf -
Date: 2021-09-08
... 1 Moody’s Insurance Summit “Unlocking the Next Phase of Growth” Keynote Address by Mr Raymond Tam Executive Director (Policy and Development) of Insurance Authority 31 October 2019 Tianwei1, Wendy2, distinguished guests, ladies and gentlemen, Good morning. I would like to first thank Moody's for...
https://www.ia.org.hk/english/infocenter/files/Moodys_Insurance_Summit.pdf -
Date: 2020-06-12
[PDF]
GL4Marked-up.pdf
... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / No Objection / Notification Requirements for Appointments of Certain Positions ……....…………....……………….........…....…………… ….... 1...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL4Marked-up.pdf -
Date: 2018-01-12
[PDF]
GL3A_Appendix_B.pdf
... GL3A 指引 3A 有關打擊洗錢及恐怖分子資金籌集 行使施加罰款權力指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局 (“保監局”)根據《打擊洗錢及恐怖分子資金 籌集(金融機構)條例》 (第 615 章 )(“條例” )第 23(1)條發出 本指引。根據條例第 21 條，如果經營長期業務或就長期業 務提供意見的獲授權保險人、獲委任保險代理人及獲授權保 險經紀 (“保險機構...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_B.pdf -
Date: 2019-02-01
... regulatory framework since the IA took over the regulatory functions of the former Office of the Commissioner of Insurance over eight months ago. 2 The IA is the most recent independent financial services regulator established in Hong Kong. In addition to serving as the prudential and conduct regulator for...
https://www.ia.org.hk/english/infocenter/files/Keynote_Speech_AsianInvestor_on_1_Mar.pdf -
Date: 2021-12-09