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... Financing Ordinance (Cap. 615) (“AMLO”) and section 133 of the Insurance Ordinance (Cap. 41). Under section 21 of the AMLO, the IA may impose a pecuniary penalty either on its own or together with other disciplinary sanctions on an authorized insurer carrying on long term business, and a licensed individual...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf - Date: 2019-12-24
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/infocenter/files/final_Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/infocenter/files/Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
...) Rules Annex B – Final Form of Insurance (Maximum Number of Authorized Insurers) Rules with Track Changes Annex C – List of Respondents Consultation Conclusions on Draft Insurance (Maximum Number of Authorized Insurers) Rules 1 Introduction 1. On 31 October 2018, the Insurance Authority (“IA”) published...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Max_Number_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL24_CPD.pdf - Date: 2020-09-24
... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries.pdf - Date: 2020-06-24
... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries_Brokers.pdf - Date: 2020-06-24
... carrying on regulated activities. 1.3 This Guideline aims to provide general guidance for the following persons to comply with the CPD requirements. (a) An individual licensee (as defined in paragraph 2.1); (b) An authorized insurer which appoints a licensed individual insurance agent; (c) A licensed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf - Date: 2019-09-10
[HTML] Policies
... regard to creating such a hyperlink are fully complied with. Unless otherwise stated, all copyright and other intellectual property rights in the materials on the IA’s website (including but not limited to all text, graphics, drawings, diagrams, photographs and compilation of data or...
https://www.ia.org.hk/english/policies/policies.html - Date: 2024-01-11