... (1999), 1989 (2011) and 2253 (2015), as well as the Resolution 1988 (2011) (the Committees) I, John K C Lee, the Secretary for Security, pursuant to:— (a) section 4(1), (2) and (6) of the United Nations (Anti-Terrorism Measures) Ordinance (Chapter 575) and all other powers conferred upon me; and (b) the...

... account: (1) The 21-day cooling-off period specified above or as in the HKFI Cooling-off Initiative, for any delay in delivery on the part of Members would reduce such time available to clients for policy review, hence it would be against the interest of clients and a breach of the Code of Conduct as...

... GL8 GL8 GUIDELINE ON THE USE OF INTERNET FOR INSURANCE ACTIVITIES Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Interpretation……………………………………………… 2 3. Identity of Service Providers……………………………... 3 4. Authorization Status……………………………………… 3 5. Security…………………………………………………… 5...

...% Claims 18% Conduct 28% Business or Operations 21% Services 15% Insurance Intermediary against Insurer 1% Others 1% Total: 1304 Representation of Information 17% Claims 17% Conduct 27% Business or Operations 19% Services 16% Insurance Intermediary against Insurer 3% Others 1% Total: 1434 Complaint...

... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...

... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...

... PowerPoint Presentation v Simon Lam Executive Director, General Business 26th November 2020 Sustainable Growth in General Insurance with Actuary Agenda Agenda Regulatory Updates What’s Next? 4 Roles of Non-Life Actuaries 3 2 Polling Questions 1 3 Polling Questions Do you think actuary has a key...

... PowerPoint Presentation v Simon Lam Executive Director, General Business 26th November 2020 Sustainable Growth in General Insurance with Actuary Agenda Agenda Regulatory Updates What’s Next? 4 Roles of Non-Life Actuaries 3 2 Polling Questions 1 3 Polling Questions Do you think actuary has a key...

... insurance intermediaries from the Self-Regulatory Organizations (“SROs”), onwards all complaint and non-compliance cases unresolved by the SROs will be handled by the IA by reference to the applicable rule [1] (such as the codes, guidance notes and guidelines issued by the SROs) that...