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⏭... Page 1 of 3 Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct for Licensed Insurance Brokers in relation to Client Agreements which a Licensed Insurance Broker Company enters into with a client for Linked Long Term Business A. Introduction 1. Standard and Practice 5.4(a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-12-21
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Insurance_Qualifications_Eng.pdf -
Date: 2020-09-24
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/legislative_framework/files/Jun_2020_Insurance_Qualifications_Eng.pdf -
Date: 2020-09-24
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Insurance Authority and the Securities and Futures Commission sign new Memorandum of Understanding
... entered into a new Memorandum of Understanding (MoU) following the introduction of the direct regulatory regime of insurance intermediaries1. The new MoU, which covers referral of cases for attention, joint inspections and investigations, and sharing of information pertaining to products and...
https://www.ia.org.hk/english/infocenter/press_releases/20200928.html -
Date: 2020-09-28
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ListofAcceptableInsuranceQualifications.pdf -
Date: 2020-06-24
... Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications The insurance qualifications specified for the purpose of paragraph 5.2(a)(vii) in respect of an Individual Licensee1 and paragraph 5.4(a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ListofAcceptableInsuranceQualifications_Brokers.pdf -
Date: 2020-06-24
... G.N. 6982) on 10 October 2003 and 17 October 2003 in accordance with the Ordinance and the Regulation respectively. The gazetted lists are available on the Government website (www.info.gov.hk/pd/content/index1.htm) under Gazette: Government Notice published on 10 October 2003 and 17 October 2003. To...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular221103.html -
Date: 2017-06-23
... PowerPoint Presentation A New Chapter in Insurance Regulation in Hong Kong Dr Moses Cheng Chairman, Insurance Authority, Hong Kong 20 September 2017 1 The Hong Kong Insurance Authority • established in December 2015 to comply with the requirement of the International Association of Insurance...
https://www.ia.org.hk/english/infocenter/files/NAIC-OECD-OIC_Joint_Roundtable_on_Insurance_and_Retirement_Saving_in-Asia.pdf -
Date: 2021-12-09